MPV

Barings Participation Investors
MPV

Overview Fund Activity

32 hedge funds and large institutions have $23.8M invested in Barings Participation Investors in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 5 closing their positions.

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$2.07M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.98M
3
GIM
3
Greenwich Investment Management
Connecticut
$1.95M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$139K
5
UBS Group
5
UBS Group
Switzerland
$921K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$745K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$139K
3
RICHC
3
Renaissance Investment Consultants Holding Company
Pennsylvania
$0
4
SCA
4
Stonebridge Capital Advisors
Minnesota
$0
5
HAM
5
Hammer Asset Management
California
$562K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
B
2
Barings
North Carolina
$3.23M 296,948 – –
OC
3
Oppenheimer & Co
New York
$2.29M 210,705 +7,359 +4%
RCM
4
Rivernorth Capital Management
Florida
$2.07M 190,544 +162,303 +575%
Morgan Stanley
5
Morgan Stanley
New York
$1.98M 182,597 +53,329 +41%
GIM
6
Greenwich Investment Management
Connecticut
$1.95M 179,764 +21,102 +13%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.53M 141,074 -872 -0.6%
Wells Fargo
8
Wells Fargo
California
$1.46M 134,284 +4,230 +3%
UBS Group
9
UBS Group
Switzerland
$921K 84,828 +12,214 +17%
CFMC
10
Curbstone Financial Management Corp
New Hampshire
$799K 73,566 – –
RJA
11
Raymond James & Associates
Florida
$745K 68,620 -33,802 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$609K 55,724 +740 +1%
HAM
13
Hammer Asset Management
California
$562K 51,793 -2,409 -4%
EFS
14
Essex Financial Services
Connecticut
$308K 28,348 -739 -3%
WS
15
Wedbush Securities
California
$264K 24,330 +1,790 +8%
Bank of America
16
Bank of America
North Carolina
$258K 23,735 -1,600 -6%
Stifel Financial
17
Stifel Financial
Missouri
$167K 15,415 -500 -3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$139K 12,775 -32,764 -72%
MML Investors Services
19
MML Investors Services
Massachusetts
$139K 12,805 +12,805 New
DC
20
Davenport & Co
Virginia
$114K 10,525 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$95K 8,695 +4 +0%
SPIA
22
Steward Partners Investment Advisory
New York
$56K 5,140 -258 -5%
ASN
23
Advisory Services Network
Georgia
$25K 2,261 +2,261 New
PFGIA
24
Patriot Financial Group Insurance Agency
Massachusetts
$18K 1,700 – –
PGAM
25
Princeton Global Asset Management
New Jersey
$12K 1,060 +1,060 New
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