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MPV

Barings Participation Investors

32 hedge funds and large institutions have $23.8M invested in Barings Participation Investors in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

1.66% more ownership

Funds ownership: 15.52%17.18% (+1.7%)

6% less funds holding

Funds holding: 3432 (-2)

7% less capital invested

Capital invested by funds: $25.6M → $23.8M (-$1.84M)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TCMG
1
TSP Capital Management Group
New Jersey
$3.99M
B
2
Barings
North Carolina
$3.23M
OC
3
Oppenheimer & Co
New York
$2.29M +$84.9K +7,359 +4%
RCM
4
Rivernorth Capital Management
Florida
$2.07M +$1.87M +162,303 +575%
Morgan Stanley
5
Morgan Stanley
New York
$1.98M +$615K +53,329 +41%
GIM
6
Greenwich Investment Management
Connecticut
$1.95M +$243K +21,102 +13%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.53M -$10.1K -872 -0.6%
Wells Fargo
8
Wells Fargo
California
$1.46M +$48.8K +4,230 +3%
UBS Group
9
UBS Group
Switzerland
$921K +$141K +12,214 +17%
CFMC
10
Curbstone Financial Management Corp
New Hampshire
$799K
RJA
11
Raymond James & Associates
Florida
$745K -$390K -33,802 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$609K +$8.53K +740 +1%
HAM
13
Hammer Asset Management
California
$562K -$27.8K -2,409 -4%
EFS
14
Essex Financial Services
Connecticut
$308K -$8.52K -739 -3%
WS
15
Wedbush Securities
California
$264K +$20.6K +1,790 +8%
Bank of America
16
Bank of America
North Carolina
$258K -$18.5K -1,600 -6%
Stifel Financial
17
Stifel Financial
Missouri
$167K -$5.77K -500 -3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$139K -$378K -32,764 -72%
MML Investors Services
19
MML Investors Services
Massachusetts
$139K +$148K +12,805 New
DC
20
Davenport & Co
Virginia
$114K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$95K +$46 +4 +0%
SPIA
22
Steward Partners Investment Advisory
New York
$56K -$2.98K -258 -5%
ASN
23
Advisory Services Network
Georgia
$25K +$26.1K +2,261 New
PFGIA
24
Patriot Financial Group Insurance Agency
Massachusetts
$18K
PGAM
25
Princeton Global Asset Management
New Jersey
$12K +$12.2K +1,060 New

MPV Hedge Fund Activity: Q3 2020 in Review

32 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Barings Participation Investors (MPV) for Q3 2020, worth a combined $23.8M — down 7.2% from $25.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of MPV and 4 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 10 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $1.87M. The largest seller was Raymond James & Associates, cutting an estimated $390K.

  • 32 institutional investors held Barings Participation Investors (MPV) as of Q3 2020, down from 34 in Q2 2020.
  • Funds reported $23.8M of Barings Participation Investors stock for Q3 2020, down 7.2% quarter-over-quarter.
  • 4 funds opened new Barings Participation Investors positions in Q3 2020 and 5 closed out, a net change of -1 holder.
  • The largest Barings Participation Investors buyer in Q3 2020 was Rivernorth Capital Management, an estimated $1.87M added.
  • The largest Barings Participation Investors seller in Q3 2020 was Raymond James & Associates, an estimated $390K sold.

Based on aggregated 13F filings for Q3 2020.