MPV

Barings Participation Investors
MPV

Overview Fund Activity

19 hedge funds and large institutions have $16.3M invested in Barings Participation Investors in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
19
Holders Change
+1
Holders Change %
+5.56%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
4
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GIM
1
Greenwich Investment Management
Connecticut
$1.6M
2
U
2
UBS
Switzerland
$3.15M
3
Bank of America
3
Bank of America
North Carolina
$560K
4
B
4
Barings
North Carolina
$724K
5
TRCT
5
Tower Research Capital (TRC)
New York
$12K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$313K
2
OC
2
Oppenheimer & Co
New York
$2.45M
3
First Manhattan
3
First Manhattan
New York
$0
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$358K
5
Wells Fargo
5
Wells Fargo
California
$19K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
U
2
UBS
Switzerland
$3.15M 244,566 +33,083 +16%
OC
3
Oppenheimer & Co
New York
$2.45M 190,545 -3,178 -2%
GIM
4
Greenwich Investment Management
Connecticut
$1.6M 124,025 +124,025 New
B
5
Barings
North Carolina
$724K 56,244 +1,147 +2%
Bank of America
6
Bank of America
North Carolina
$560K 43,469 +2,400 +6%
RJA
7
Raymond James & Associates
Florida
$421K 32,717 -495 -1%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$358K 27,807 -3,000 -10%
Morgan Stanley
9
Morgan Stanley
New York
$313K 24,343 -22,421 -48%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$308K 23,893 – –
WS
11
Wedbush Securities
California
$266K 20,687 +700 +4%
DC
12
Davenport & Co
Virginia
$195K 15,175 -544 -3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$169K 13,159 -953 -7%
LPL Financial
14
LPL Financial
California
$132K 10,256 – –
LFR
15
Lehman Financial Resources
Pennsylvania
$39K 3,000 – –
Wells Fargo
16
Wells Fargo
California
$19K 1,462 -1,601 -52%
US Bancorp
17
US Bancorp
Minnesota
$18K 1,369 – –
1IC
18
1919 Investment Counsel
Maryland
$14K 1,050 – –
TRCT
19
Tower Research Capital (TRC)
New York
$12K 914 +914 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1K 101 – –
First Manhattan
21
First Manhattan
New York
– – -2,833 Closed