MPV

Barings Participation Investors
MPV

Overview Fund Activity

23 hedge funds and large institutions have $21.5M invested in Barings Participation Investors in 2017 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
5
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$321K
2
SPIA
2
Steward Partners Investment Advisory
New York
$124K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$438K
4
OC
4
Oppenheimer & Co
New York
$2.75M
5
Wells Fargo
5
Wells Fargo
California
$486K

Top Sellers

1
EFS
1
Essex Financial Services
Connecticut
$0
2
Cambridge Investment Research Advisors
2
Cambridge Investment Research Advisors
Iowa
$0
3
BII
3
Bainco International Investors
Massachusetts
$0
4
UBS Group
4
UBS Group
Switzerland
$2.55M
5
Citigroup
5
Citigroup
New York
$375K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
B
2
Barings
North Carolina
$2.97M 210,820 – –
OC
3
Oppenheimer & Co
New York
$2.75M 194,760 +6,273 +3%
UBS Group
4
UBS Group
Switzerland
$2.55M 181,052 -8,015 -4%
Bessemer Group
5
Bessemer Group
New Jersey
$1.41M 100,159 -550 -0.5%
GIM
6
Greenwich Investment Management
Connecticut
$1.32M 93,485 -193 -0.2%
CFMC
7
Curbstone Financial Management Corp
New Hampshire
$615K 43,715 -2,125 -5%
Morgan Stanley
8
Morgan Stanley
New York
$598K 42,444 +2,540 +6%
Wells Fargo
9
Wells Fargo
California
$486K 34,449 +5,246 +18%
RJA
10
Raymond James & Associates
Florida
$452K 32,072 -1,409 -4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$438K 31,064 +8,786 +39%
PAS
12
Partnervest Advisory Services
California
$425K 30,139 -1,473 -5%
Citigroup
13
Citigroup
New York
$375K 26,724 -4,544 -15%
Bank of America
14
Bank of America
North Carolina
$342K 24,269 -500 -2%
WS
15
Wedbush Securities
California
$321K 22,777 +2,090 +10%
MML Investors Services
16
MML Investors Services
Massachusetts
$321K 22,768 +22,768 New
DC
17
Davenport & Co
Virginia
$162K 11,375 – –
SPIA
18
Steward Partners Investment Advisory
New York
$124K 8,826 +8,826 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$33K 2,367 – –
IA
20
IFP Advisors
Florida
$30K 2,100 – –
PFGIA
21
Patriot Financial Group Insurance Agency
Massachusetts
$28K 2,000 – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$27K 1,936 – –
ACS
23
Archford Capital Strategies
Illinois
$11K 800 – –
NFG
24
Next Financial Group
Texas
$4K 250 – –
EFS
25
Essex Financial Services
Connecticut
– – -15,780 Closed
1
2