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MPV

Barings Participation Investors

27 hedge funds and large institutions have $32.1M invested in Barings Participation Investors in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 9

0.12% more ownership

Funds ownership: 18.21%18.33% (+0.12%)

0% less capital invested

Capital invested by funds: $32.1M → $32.1M (-$2.1K)

4% less funds holding

Funds holding: 2827 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$6.95M +$804K +58,468 +13%
TCMG
2
TSP Capital Management Group
New Jersey
$5.3M
Morgan Stanley
3
Morgan Stanley
New York
$4.09M +$226K +16,430 +6%
B
4
Barings
North Carolina
$3.17M -$927K -67,416 -23%
OC
5
Oppenheimer & Co
New York
$2.68M +$8.25K +600 +0.3%
Wells Fargo
6
Wells Fargo
California
$1.9M -$3.22K -234 -0.2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.78M +$18K +1,310 +1%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.14M +$11.5K +838 +1%
CFMC
9
Curbstone Financial Management Corp
New Hampshire
$999K
UBS Group
10
UBS Group
Switzerland
$916K +$20.3K +1,479 +2%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$583K +$28.9K +2,105 +5%
SWM
12
Spire Wealth Management
Virginia
$432K -$3.44K -250 -0.8%
RJA
13
Raymond James & Associates
Florida
$416K -$1.55K -113 -0.4%
EFS
14
Essex Financial Services
Connecticut
$393K -$1.75K -127 -0.4%
Bank of America
15
Bank of America
North Carolina
$328K
CAN
16
Cetera Advisor Networks
California
$269K -$193 -14 -0.1%
AWM
17
Apollon Wealth Management
South Carolina
$175K +$175K +12,716 New
MML Investors Services
18
MML Investors Services
Massachusetts
$158K +$1.69K +123 +1%
MA
19
Montag & Associates
Georgia
$139K +$688 +50 +0.5%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$133K -$468 -34 -0.3%
SCA
21
Stonebridge Capital Advisors
Minnesota
$81K -$81.1K -5,897 -50%
EL
22
EMFO LLC
Florida
$43K +$42.6K +3,100 New
PFGIA
23
Patriot Financial Group Insurance Agency
Massachusetts
$23K
JFA
24
JNBA Financial Advisors
Minnesota
$13K
CIM
25
Contravisory Investment Management
Massachusetts
$7K

MPV Hedge Fund Activity: Q3 2021 in Review

27 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Barings Participation Investors (MPV) for Q3 2021, worth a combined $32.1M — down 0.01% from $32.1M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of MPV and 2 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 10 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $804K. The largest seller was Barings, cutting an estimated $927K.

  • 27 institutional investors held Barings Participation Investors (MPV) as of Q3 2021, down from 28 in Q2 2021.
  • Funds reported $32.1M of Barings Participation Investors stock for Q3 2021, down 0.01% quarter-over-quarter.
  • 2 funds opened new Barings Participation Investors positions in Q3 2021 and 3 closed out, a net change of -1 holder.
  • The largest Barings Participation Investors buyer in Q3 2021 was Rivernorth Capital Management, an estimated $804K added.
  • The largest Barings Participation Investors seller in Q3 2021 was Barings, an estimated $927K sold.

Based on aggregated 13F filings for Q3 2021.