MPV

Barings Participation Investors
MPV

Overview Fund Activity

37 hedge funds and large institutions have $30.4M invested in Barings Participation Investors in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RICHC
1
Renaissance Investment Consultants Holding Company
Pennsylvania
$807K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.2M
3
AG
3
Advisor Group
Arizona
$493K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$193K
5
EFS
5
Essex Financial Services
Connecticut
$496K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$1M
2
MML Investors Services
2
MML Investors Services
Massachusetts
$189K
3
HAM
3
Hammer Asset Management
California
$1.03M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$793K
5
GIM
5
Greenwich Investment Management
Connecticut
$2.17M
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
B
2
Barings
North Carolina
$4.81M 296,948 – –
OC
3
Oppenheimer & Co
New York
$3.13M 193,771 -100 -0.1%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.2M 136,149 +5,813 +4%
GIM
5
Greenwich Investment Management
Connecticut
$2.17M 134,692 -1,285 -0.9%
Wells Fargo
6
Wells Fargo
California
$2.11M 130,697 -864 -0.7%
Morgan Stanley
7
Morgan Stanley
New York
$1.5M 93,231 -758 -0.8%
CFMC
8
Curbstone Financial Management Corp
New Hampshire
$1.21M 75,066 – –
HAM
9
Hammer Asset Management
California
$1.03M 63,852 -6,781 -10%
UBS Group
10
UBS Group
Switzerland
$1M 62,200 -10,933 -15%
RICHC
11
Renaissance Investment Consultants Holding Company
Pennsylvania
$807K 49,223 +49,223 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$793K 49,142 -2,112 -4%
RJA
13
Raymond James & Associates
Florida
$653K 40,496 +654 +2%
EFS
14
Essex Financial Services
Connecticut
$496K 30,774 +1,642 +6%
AG
15
Advisor Group
Arizona
$493K 30,541 +2,968 +11%
Bank of America
16
Bank of America
North Carolina
$381K 23,635 +100 +0.4%
WS
17
Wedbush Securities
California
$309K 19,130 – –
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$217K 13,429 +550 +4%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$193K 11,970 +2,001 +20%
MML Investors Services
20
MML Investors Services
Massachusetts
$189K 11,738 -9,021 -43%
DC
21
Davenport & Co
Virginia
$170K 10,525 – –
SCA
22
Stonebridge Capital Advisors
Minnesota
$95K 5,897 – –
SPIA
23
Steward Partners Investment Advisory
New York
$92K 5,716 – –
APA
24
American Portfolios Advisors
New York
$80.7K 5,000 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$48K 2,978 – –
1
2