MPV

Barings Participation Investors
MPV

Overview Fund Activity

22 hedge funds and large institutions have $19.3M invested in Barings Participation Investors in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 1 closing their positions.

Holders
22
Holders Change
+2
Holders Change %
+10%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bessemer Group
1
Bessemer Group
New Jersey
$2.26M
2
CFMC
2
Curbstone Financial Management Corp
New Hampshire
$237K
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$197K
4
OC
4
Oppenheimer & Co
New York
$2.78M
5
Morgan Stanley
5
Morgan Stanley
New York
$410K

Top Sellers

1
TCMG
1
TSP Capital Management Group
New Jersey
$5.87M
2
U
2
UBS
Switzerland
$3.21M
3
RJA
3
Raymond James & Associates
Florida
$449K
4
Wells Fargo
4
Wells Fargo
California
$19K
5
1IC
5
1919 Investment Counsel
Maryland
$11K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – -430,165 Closed
U
2
UBS
Switzerland
$3.21M 236,409 -1,737 -0.7%
OC
3
Oppenheimer & Co
New York
$2.78M 204,178 +1,685 +0.8%
Bessemer Group
4
Bessemer Group
New Jersey
$2.26M 166,070 +166,070 New
GIM
5
Greenwich Investment Management
Connecticut
$1.67M 122,975 – –
B
6
Barings
North Carolina
$813K 59,785 +1,180 +2%
Bank of America
7
Bank of America
North Carolina
$454K 33,380 – –
RJA
8
Raymond James & Associates
Florida
$449K 33,023 -1,174 -3%
Morgan Stanley
9
Morgan Stanley
New York
$410K 30,184 +1,453 +5%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$325K 23,893 +1 +0%
WS
11
Wedbush Securities
California
$281K 20,687 – –
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$237K 17,450 +17,450 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$197K 14,496 +1,983 +16%
LPL Financial
14
LPL Financial
California
$178K 13,118 – –
LFR
15
Lehman Financial Resources
Pennsylvania
$41K 3,000 – –
Ameriprise
16
Ameriprise
Minnesota
$32K 2,329 – –
GT
17
Glenmede Trust
Pennsylvania
$27K 2,000 – –
Wells Fargo
18
Wells Fargo
California
$19K 1,382 -501 -27%
Citigroup
19
Citigroup
New York
$19K 1,373 +1,373 New
MA
20
MUFG Americas
New York
$16K 1,156 – –
1IC
21
1919 Investment Counsel
Maryland
$11K 750 -300 -29%
ACS
22
Archford Capital Strategies
Illinois
$11K 800 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$1K 101 – –