MPV

Barings Participation Investors
MPV

Overview Fund Activity

20 hedge funds and large institutions have $17.6M invested in Barings Participation Investors in 2014 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
4
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$2.91M
2
SFM
2
Signet Financial Management
New Jersey
$219K
3
Morgan Stanley
3
Morgan Stanley
New York
$416K
4
B
4
Barings
North Carolina
$807K
5
Citigroup
5
Citigroup
New York
$30K

Top Sellers

1
Bessemer Group
1
Bessemer Group
New Jersey
$1.41M
2
OC
2
Oppenheimer & Co
New York
$2.65M
3
GIM
3
Greenwich Investment Management
Connecticut
$1.58M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$157K
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
UBS Group
2
UBS Group
Switzerland
$2.91M 219,721 +219,721 New
OC
3
Oppenheimer & Co
New York
$2.65M 200,151 -4,027 -2%
GIM
4
Greenwich Investment Management
Connecticut
$1.58M 119,462 -3,513 -3%
Bessemer Group
5
Bessemer Group
New Jersey
$1.41M 106,301 -59,769 -36%
B
6
Barings
North Carolina
$807K 60,983 +1,198 +2%
Bank of America
7
Bank of America
North Carolina
$442K 33,380 – –
RJA
8
Raymond James & Associates
Florida
$436K 32,955 -68 -0.2%
Morgan Stanley
9
Morgan Stanley
New York
$416K 31,402 +1,218 +4%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$316K 23,892 -1 -0%
WS
11
Wedbush Securities
California
$274K 20,687 – –
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$231K 17,450 – –
SFM
13
Signet Financial Management
New Jersey
$219K 16,550 +16,550 New
LPL Financial
14
LPL Financial
California
$160K 12,111 -1,007 -8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$157K 11,880 -2,616 -18%
LFR
16
Lehman Financial Resources
Pennsylvania
$40K 3,000 – –
Citigroup
17
Citigroup
New York
$30K 2,272 +899 +65%
GT
18
Glenmede Trust
Pennsylvania
$26K 2,000 – –
Wells Fargo
19
Wells Fargo
California
$18K 1,383 +1 +0.1%
ACS
20
Archford Capital Strategies
Illinois
$11K 800 – –
AIG
21
American International Group
New York
$6.62K 500 +500 New
Ameriprise
22
Ameriprise
Minnesota
– – -2,329 Closed
MA
23
MUFG Americas
New York
– – -1,156 Closed
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
– – -101 Closed