MPV

Barings Participation Investors
MPV

Overview Fund Activity

23 hedge funds and large institutions have $20.2M invested in Barings Participation Investors in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFMC
1
Curbstone Financial Management Corp
New Hampshire
$1.16M
2
Citigroup
2
Citigroup
New York
$607K
3
Morgan Stanley
3
Morgan Stanley
New York
$538K
4
CA
4
Cetera Advisors
Colorado
$161K
5
MFS
5
MSI Financial Services
Massachusetts
$108K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$2.53M
2
SFM
2
Signature Financial Management
Virginia
$268K
3
GIM
3
Greenwich Investment Management
Connecticut
$1.8M
4
LFR
4
Lehman Financial Resources
Pennsylvania
$0
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$218K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
$6.05M 440,365 -500 -0.1%
OC
2
Oppenheimer & Co
New York
$2.82M 204,850 -1,060 -0.5%
UBS Group
3
UBS Group
Switzerland
$2.53M 183,926 -29,245 -14%
GIM
4
Greenwich Investment Management
Connecticut
$1.8M 130,793 -3,025 -2%
Bessemer Group
5
Bessemer Group
New Jersey
$1.38M 100,709 – –
CFMC
6
Curbstone Financial Management Corp
New Hampshire
$1.16M 84,380 +68,230 +422%
B
7
Barings
North Carolina
$908K 66,066 +2,598 +4%
Citigroup
8
Citigroup
New York
$607K 44,430 +15,709 +55%
Morgan Stanley
9
Morgan Stanley
New York
$538K 39,103 +12,717 +48%
RJA
10
Raymond James & Associates
Florida
$449K 32,683 -377 -1%
Bank of America
11
Bank of America
North Carolina
$354K 25,738 – –
WS
12
Wedbush Securities
California
$284K 20,687 – –
SFM
13
Signature Financial Management
Virginia
$268K 19,510 -4,432 -19%
LPL Financial
14
LPL Financial
California
$259K 18,922 +7,461 +65%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$218K 15,832 -1,548 -9%
Wells Fargo
16
Wells Fargo
California
$169K 12,277 +3,800 +45%
CA
17
Cetera Advisors
Colorado
$161K 11,700 +11,700 New
MFS
18
MSI Financial Services
Massachusetts
$108K 7,834 +7,834 New
Creative Planning
19
Creative Planning
Kansas
$106K 7,707 -60 -0.8%
IA
20
IFP Advisors
Florida
$29K 2,100 +2,100 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$25K 1,800 +1,800 New
ACS
22
Archford Capital Strategies
Illinois
$11K 800 – –
AIG
23
American International Group
New York
$1K 50 – –
LFR
24
Lehman Financial Resources
Pennsylvania
– – -3,000 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– – -130 Closed