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First Trust Indxx Innovative Transaction & Process ETF
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Overview Fund Activity

63 hedge funds and large institutions have $38.5M invested in First Trust Indxx Innovative Transaction & Process ETF in 2022 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 10 closing their positions.

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
23
Reduced
17
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OMC
1
Old Mission Capital
Illinois
$1.89M
2
Citadel Advisors
2
Citadel Advisors
Florida
$724K
3
Financial Engines Advisors
3
Financial Engines Advisors
California
$1.9M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.42M
5
BAM
5
Belpointe Asset Management
Nevada
$231K

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$4.5M
2
PFS
2
Prospera Financial Services
Texas
$0
3
Jane Street
3
Jane Street
New York
$1.59M
4
Bank of America
4
Bank of America
North Carolina
$3.53M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$751K
Name Market Value Shares Shares
Change 		Shares
Change %
CMA
51
Cedar Mountain Advisors
Oregon
$4K 126 +2 +2%
AAP
52
Arax Advisory Partners
Colorado
$4K 130 +130 New
TWC
53
TD Waterhouse Canada
Ontario, Canada
$3.09K 100 – –
JWA
54
JFS Wealth Advisors
Pennsylvania
$3K 100 – –
CFD
55
Creative Financial Designs
Indiana
$3K 105 – –
William Blair & Company
56
William Blair & Company
Illinois
$3K 100 – –
GI
57
Gradient Investments
Minnesota
$3K 101 +101 New
RA
58
Rise Advisors
New York
$1K 31 – –
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
$2 45 -136 -75%
PFS
60
Prospera Financial Services
Texas
– – -44,679 Closed
IAIM
61
International Assets Investment Management
Florida
– – -21,180 Closed
FAN
62
Financial Advisors Network
California
– – -7,800 Closed
KAS
63
Kestra Advisory Services
Texas
– – -7,562 Closed
IWC
64
Integrated Wealth Concepts
Massachusetts
– – -6,249 Closed
SWM
65
SeaCrest Wealth Management
New York
– – -4,884 Closed
Rockefeller Capital Management
66
Rockefeller Capital Management
New York
– – -258 Closed
SWM
67
Spire Wealth Management
Virginia
– – -194 Closed
Wells Fargo
68
Wells Fargo
California
$0 1 -137 -99%
CAPTRUST Financial Advisors
69
CAPTRUST Financial Advisors
North Carolina
– – -9 Closed
Fidelity Investments
70
Fidelity Investments
Massachusetts
$0 1 -7 -88%
BCMLT
71
Beacon Capital Management LLC (Tennessee)
Tennessee
– – -3 Closed
HFS
72
Hantz Financial Services
Michigan
$0 10 – –
VWM
73
Valley Wealth Managers
New Jersey
$0 9 – –
PA
74
Parallel Advisors
California
– – – –
1 2
3