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First Trust Indxx Innovative Transaction & Process ETF
LEGR

Overview Fund Activity

67 hedge funds and large institutions have $59.3M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
67
Holders Change
+11
Holders Change %
+19.64%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
25
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$4.88M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$1.4M
3
AWM
3
AE Wealth Management
Kansas
$656K
4
Mirae Asset Global Investments
4
Mirae Asset Global Investments
South Korea
$439K
5
Truist Financial
5
Truist Financial
North Carolina
$817K

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.18M
2
Jane Street
2
Jane Street
New York
$508K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.3M
4
Citadel Advisors
4
Citadel Advisors
Florida
$473K
5
SWP
5
Stratos Wealth Partners
Ohio
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BWL
51
Bogart Wealth LLC
Virginia
$15K 337 +337 New
UBS Group
52
UBS Group
Switzerland
$13K 298 -235 -44%
CAL
53
Capital Analysts LLC
Pennsylvania
$12K 281 +281 New
AWM
54
Accel Wealth Management
Iowa
$11K 250 – –
APA
55
American Portfolios Advisors
New York
$9.99K 230 +230 New
BFEC
56
Benjamin F. Edwards & Company
Missouri
$9K 200 – –
PA
57
PSI Advisors
Florida
$9K 203 – –
CMA
58
Cedar Mountain Advisors
Oregon
$5K 123 – –
CFD
59
Creative Financial Designs
Indiana
$5K 105 – –
TWC
60
TD Waterhouse Canada
Ontario, Canada
$4.42K 100 +100 New
JWA
61
JFS Wealth Advisors
Pennsylvania
$4K 100 – –
William Blair & Company
62
William Blair & Company
Illinois
$4K 100 – –
ME
63
McIlrath & Eck
Washington
$3K 70 – –
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$2K 45 – –
RA
65
Rise Advisors
New York
$1.31K 30 +30 New
SWP
66
Stratos Wealth Partners
Ohio
– – -7,657 Closed
CA
67
Cetera Advisors
Colorado
– – -7,640 Closed
TC
68
TownSquare Capital
Utah
– – -3,266 Closed
TFS
69
TrustCore Financial Services
Tennessee
– – -62 Closed
GRP
70
Global Retirement Partners
California
– – -34 Closed
Wells Fargo
71
Wells Fargo
California
$0 1 – –
CAPTRUST Financial Advisors
72
CAPTRUST Financial Advisors
North Carolina
$0 9 +9 New
1 2
3