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First Trust Indxx Innovative Transaction & Process ETF

64 hedge funds and large institutions have $32.9M invested in First Trust Indxx Innovative Transaction & Process ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

12% more capital invested

Capital invested by funds: $29.4M → $32.9M (+$3.43M)

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

5% more funds holding

Funds holding: 6164 (+3)

0.23% more ownership

Funds ownership: 31.29%31.52% (+0.23%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
64
Holders Change
+3
Holders Change %
+4.92%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
7
Increased
20
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
26
AE Wealth Management
Kansas
$266K -$116K -3,055 -32%
Corient Private Wealth
27
Corient Private Wealth
Florida
$210K +$195K +5,140 New
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$201K +$186K +4,915 New
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$166K -$91.5K -2,413 -37%
Morgan Stanley
30
Morgan Stanley
New York
$112K +$91.7K +2,419 +763%
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$105K
POIA
32
Pin Oak Investment Advisors
Texas
$102K
IGWM
33
ICA Group Wealth Management
Colorado
$95.5K +$88.5K +2,334 New
BFEC
34
Benjamin F. Edwards & Company
Missouri
$85K -$3.56K -94 -4%
UBS Group
35
UBS Group
Switzerland
$78.3K +$8.8K +232 +14%
PWMG
36
Provence Wealth Management Group
California
$71.6K
CTC
37
Central Trust Company
Missouri
$66.9K
TSWM
38
Tyler-Stone Wealth Management
Ohio
$48.1K
CIAS
39
Capital Investment Advisory Services
North Carolina
$45K +$41.7K +1,100 New
Wells Fargo
40
Wells Fargo
California
$38.1K +$15.2K +401 +76%
NS
41
NBC Securities
Alabama
$34K -$4.55K -120 -12%
MRC
42
Millburn Ridgefield Corp
New York
$31.6K -$6.11K -161 -17%
HI
43
Harbour Investments
Wisconsin
$30.9K
IA
44
IFP Advisors
Florida
$18.6K +$114 +3 +0.7%
GRP
45
Global Retirement Partners
California
$18K +$76 +2 +0.4%
JP Morgan Chase
46
JP Morgan Chase
New York
$14.7K -$17.5K -461 -56%
AAG
47
Armstrong Advisory Group
Massachusetts
$11.8K
CAL
48
Capital Analysts LLC
Pennsylvania
$11K
ASN
49
Advisory Services Network
Georgia
$10.9K +$10.1K +266 New
TVAMP
50
Tennessee Valley Asset Management Partners
Tennessee
$10.7K +$9.94K +262 New

LEGR Hedge Fund Activity: Q4 2023 in Review

64 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2023, worth a combined $32.9M — up 12% from $29.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new LEGR positions and 4 closed out — a net gain of 3 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $875K. The largest seller was Seaview Investment Managers, exiting entirely with an estimated $1.14M sold.

  • 64 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2023, up from 61 in Q3 2023.
  • Funds reported $32.9M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2023, up 12% quarter-over-quarter.
  • 7 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2023 and 4 closed out, a net change of +3 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2023 was Susquehanna International Group, an estimated $875K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2023 was Seaview Investment Managers, an estimated $1.14M sold.

Based on aggregated 13F filings for Q4 2023.