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First Trust Indxx Innovative Transaction & Process ETF
LEGR

61 hedge funds and large institutions have $29.4M invested in First Trust Indxx Innovative Transaction & Process ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

2% more funds holding

Funds holding: 60 → 61 (+1)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

9.04% less ownership

Funds ownership: 40.33% → 31.29% (-9%)

32% less capital invested

Capital invested by funds: $43.2M → $29.4M (-$13.8M)

Holders
61
Holders Change
+1
Holders Change %
+1.67%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
20
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$556K
2
EP
Eudaimonia Partners
Tennessee
+$415K
3
EA
Eudaimonia Advisors
Tennessee
+$415K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$329K
5
AOG
Alpha Omega Group
Virginia
+$304K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$6.63M
2
CFGS
Concourse Financial Group Securities
Alabama
-$4.8M
3
SPIA
Steward Partners Investment Advisory
New York
-$718K
4
FTUS
Flow Traders U.S.
New York
-$689K
5
Ameriprise
Ameriprise
Minnesota
-$560K
Name Holding Trade Value Shares
Change 		Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$250K +$25.1K +655 +11%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$239K +$89.6K +2,340 +56%
Truist Financial
28
Truist Financial
North Carolina
$229K -$10.8K -281 -4%
AAP
29
Arax Advisory Partners
Colorado
$105K +$26.1K +682 +31%
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$94K – – –
POIA
31
Pin Oak Investment Advisors
Texas
$92K – – –
BFEC
32
Benjamin F. Edwards & Company
Missouri
$80K +$383 +10 +0.5%
PWMG
33
Provence Wealth Management Group
California
$64.6K +$67K +1,750 New
UBS Group
34
UBS Group
Switzerland
$62K -$32.6K -852 -34%
CTC
35
Central Trust Company
Missouri
$60.3K – – –
TSWM
36
Tyler-Stone Wealth Management
Ohio
$43K – – –
NS
37
NBC Securities
Alabama
$35K +$37.2K +970 New
MRC
38
Millburn Ridgefield Corp
New York
$34.4K +$35.8K +934 New
JP Morgan Chase
39
JP Morgan Chase
New York
$30.3K +$31.4K +820 New
HI
40
Harbour Investments
Wisconsin
$27.9K – – –
AP
41
Advisors Preferred
Maryland
$26.2K +$27.4K +716 New
Wells Fargo
42
Wells Fargo
California
$19.6K +$4.71K +123 +30%
IA
43
IFP Advisors
Florida
$16.6K +$306 +8 +2%
GRP
44
Global Retirement Partners
California
$16.4K +$115 +3 +0.7%
HGERS
45
Householder Group Estate & Retirement Specialist
Arizona
$15.6K +$16.1K +421 New
Morgan Stanley
46
Morgan Stanley
New York
$11.7K -$6.13K -160 -34%
AAG
47
Armstrong Advisory Group
Massachusetts
$10.6K – – –
CAL
48
Capital Analysts LLC
Pennsylvania
$10K – – –
SWM
49
Sanctuary Wealth Management
Idaho
$8.34K – – –
PA
50
PSI Advisors
Florida
$7.49K – – –
1
2
3

LEGR Hedge Fund Activity: Q3 2023 in Review

61 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2023, worth a combined $29.4M — down 32% from $43.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new LEGR positions and 8 closed out — a net gain of 1 holder — while 20 added to existing stakes and 15 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $556K. The largest seller was Jane Street, cutting an estimated $6.63M.

  • 61 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2023, up from 60 in Q2 2023.
  • Funds reported $29.4M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2023, down 32% quarter-over-quarter.
  • 9 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2023 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2023 was Envestnet Asset Management, an estimated $556K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2023 was Jane Street, an estimated $6.63M sold.

Based on aggregated 13F filings for Q3 2023.