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First Trust Indxx Innovative Transaction & Process ETF

67 hedge funds and large institutions have $59.3M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

108% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 12

20% more funds holding

Funds holding: 5667 (+11)

12% more capital invested

Capital invested by funds: $53.2M → $59.3M (+$6.16M)

0.94% less ownership

Funds ownership: 40.55%39.61% (-0.94%)

Holders
67
Holders Change
+11
Holders Change %
+19.64%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
25
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$468K +$57.1K +1,314 +14%
FAN
27
Financial Advisors Network
California
$451K -$254K -5,850 -36%
Mirae Asset Global Investments
28
Mirae Asset Global Investments
South Korea
$439K +$439K +10,100 New
WIP
29
WealthCare Investment Partners
Rhode Island
$418K +$418K +9,619 New
KPWS
30
Kestra Private Wealth Services
Texas
$353K +$26.8K +617 +8%
Financial Engines Advisors
31
Financial Engines Advisors
California
$331K +$332K +7,629 New
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$327K +$62K +1,426 +23%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$285K +$11.5K +265 +4%
JMPWA
34
JP Morgan Private Wealth Advisors
California
$277K -$129K -2,955 -32%
EA
35
Eudaimonia Advisors
Tennessee
$249K +$249K +5,731 New
IWA
36
Intercontinental Wealth Advisors
Texas
$223K
SCA
37
Snowden Capital Advisors
New York
$216K +$216K +4,978 New
SWM
38
SeaCrest Wealth Management
New York
$212K +$212K +4,884 New
Carson Wealth (CWM LLC)
39
Carson Wealth (CWM LLC)
Nebraska
$138K +$139K +3,185 New
POIA
40
Pin Oak Investment Advisors
Texas
$112K +$1.52K +35 +1%
SFPG
41
Stonebridge Financial Planning Group
Florida
$105K +$15.2K +350 +16%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$88K -$133K -3,056 -60%
CFCI
43
Comprehensive Financial Consultants Institutional
Indiana
$62K +$65.2K +1,500 New
NFG
44
Next Financial Group
Texas
$55K
TSWM
45
Tyler-Stone Wealth Management
Ohio
$51K +$51.1K +1,175 New
SWM
46
Spire Wealth Management
Virginia
$46K +$348 +8 +0.8%
HI
47
Harbour Investments
Wisconsin
$37K -$16K -369 -30%
Morgan Stanley
48
Morgan Stanley
New York
$28K
CFA
49
Carroll Financial Associates
North Carolina
$24K
IA
50
IFP Advisors
Florida
$15K -$71.6K -1,647 -83%

LEGR Hedge Fund Activity: Q4 2021 in Review

67 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2021, worth a combined $59.3M — up 12% from $53.2M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new LEGR positions and 5 closed out — a net gain of 11 holders — while 25 added to existing stakes and 12 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.07M. The largest seller was Susquehanna International Group, cutting an estimated $889K.

  • 67 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2021, up from 56 in Q3 2021.
  • Funds reported $59.3M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2021, up 12% quarter-over-quarter.
  • 16 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2021 and 5 closed out, a net change of +11 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2021 was Ameriprise, an estimated $3.07M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2021 was Susquehanna International Group, an estimated $889K sold.

Based on aggregated 13F filings for Q4 2021.