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First Trust Indxx Innovative Transaction & Process ETF

56 hedge funds and large institutions have $53.2M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

229% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 7

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

26% more capital invested

Capital invested by funds: $42.2M → $53.2M (+$11M)

10% more funds holding

Funds holding: 5156 (+5)

2.81% more ownership

Funds ownership: 37.73%40.55% (+2.8%)

Holders
56
Holders Change
+5
Holders Change %
+9.8%
% of All Funds
0.98%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
23
Reduced
7
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
26
Truist Financial
North Carolina
$368K -$1.37K -32 -0.4%
SWP
27
Stratos Wealth Partners
Ohio
$323K +$5.43K +127 +2%
CA
28
Cetera Advisors
Colorado
$322K +$327K +7,640 New
KPWS
29
Kestra Private Wealth Services
Texas
$316K +$18.2K +425 +6%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$266K -$7.48K -175 -3%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$257K +$261K +6,102 New
TC
32
TownSquare Capital
Utah
$244K +$140K +3,266 New
GIA
33
Gladstone Institutional Advisory
Florida
$238K +$241K +5,631 New
IWA
34
Intercontinental Wealth Advisors
Texas
$217K
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$214K +$812 +19 +0.4%
POIA
36
Pin Oak Investment Advisors
Texas
$107K
SFPG
37
Stonebridge Financial Planning Group
Florida
$95K
IA
38
IFP Advisors
Florida
$86K +$45.5K +1,065 +115%
NFG
39
Next Financial Group
Texas
$53K
HI
40
Harbour Investments
Wisconsin
$52K +$43 +1 +0.1%
SWM
41
Spire Wealth Management
Virginia
$44K -$21.5K -504 -33%
Morgan Stanley
42
Morgan Stanley
New York
$27K +$27.4K +640 New
CFA
43
Carroll Financial Associates
North Carolina
$23K
UBS Group
44
UBS Group
Switzerland
$22K +$22.8K +533 New
AWM
45
Accel Wealth Management
Iowa
$11K
PA
46
PSI Advisors
Florida
$9K +$8.68K +203 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$8K
CMA
48
Cedar Mountain Advisors
Oregon
$5K +$43 +1 +0.8%
CFD
49
Creative Financial Designs
Indiana
$4K
William Blair & Company
50
William Blair & Company
Illinois
$4K

LEGR Hedge Fund Activity: Q3 2021 in Review

56 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2021, worth a combined $53.2M — up 26% from $42.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new LEGR positions and 7 closed out — a net gain of 6 holders — while 23 added to existing stakes and 7 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $2.04M. The largest seller was Flow Traders U.S., exiting entirely with an estimated $651K sold.

  • 56 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2021, up from 51 in Q2 2021.
  • Funds reported $53.2M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2021, up 26% quarter-over-quarter.
  • 13 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2021 and 7 closed out, a net change of +6 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2021 was Susquehanna International Group, an estimated $2.04M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2021 was Flow Traders U.S., an estimated $651K sold.

Based on aggregated 13F filings for Q3 2021.