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Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Mercer Global Advisors
76
Mercer Global Advisors
Colorado
$158K +$157K +14,695 New
Private Advisor Group
77
Private Advisor Group
New Jersey
$155K +$278 +26 +0.2%
BFA
78
Beacon Financial Advisory
Ohio
$146K +$2.84K +265 +2%
Advisory Services Network
79
Advisory Services Network
Georgia
$143K – – –
Stifel Financial
80
Stifel Financial
Missouri
$139K -$685 -64 -0.5%
QOP
81
Quinn Opportunity Partners
Virginia
$108K – – –
US Bancorp
82
US Bancorp
Minnesota
$90K – – –
Citigroup
83
Citigroup
New York
$77K +$58.3K +5,447 +318%
APWA
84
Atlas Private Wealth Advisors
New Jersey
$71K -$41.8K -3,905 -37%
CWC
85
Carolinas Wealth Consulting
North Carolina
$67K – – –
CFGS
86
Concourse Financial Group Securities
Alabama
$67K +$52.8K +4,931 +380%
FIA
87
FNY Investment Advisers
New York
$37K -$16.1K -1,500 -30%
Rockefeller Capital Management
88
Rockefeller Capital Management
New York
$33K +$11 +1 +0%
APA
89
American Portfolios Advisors
New York
$27K +$278 +26 +1%
CFD
90
Creative Financial Designs
Indiana
$25K – – –
WQ
91
Wealth Quarterback
New Jersey
$21K +$182 +17 +0.9%
DOA
92
D'Orazio & Associates
Virginia
$20K -$21.2K -1,977 -52%
TWM
93
Tradition Wealth Management
Minnesota
$13K – – –
Gerber Kawasaki Wealth & Investment Management
94
Gerber Kawasaki Wealth & Investment Management
California
$10K +$10.7K +1,000 New
TCM
95
Tradewinds Capital Management
Washington
$6K – – –
JFA
96
JNBA Financial Advisors
Minnesota
$6K +$129 +12 +2%
AA
97
AlphaMark Advisors
Kentucky
$4K – – –
SIS
98
Sound Income Strategies
Florida
$4K – – –
CMA
99
Cedar Mountain Advisors
Oregon
$1K – – –
ARC
100
Advisor Resource Council
Texas
– -$1.09M -100,089 Closed