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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$51.7M -$617K -54,005 -1%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$35.1M +$2.45M +214,202 +8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$23.4M +$461K +40,347 +2%
Invesco
4
Invesco
Georgia
$16.3M -$292K -25,590 -2%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$15.9M +$1.91M +167,115 +14%
PCM
6
Penserra Capital Management
California
$11M -$333K -29,189 -3%
QC
7
Quantedge Capital
Singapore
$10.4M -$609K -53,305 -6%
LPL Financial
8
LPL Financial
California
$10M +$638K +55,827 +7%
Wells Fargo
9
Wells Fargo
California
$7.8M -$5M -437,848 -40%
CP
10
Camelot Portfolios
Ohio
$7.76M -$1.3M -113,553 -15%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$7.2M +$464K +40,637 +7%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.91M -$363K -31,792 -5%
RJA
13
Raymond James & Associates
Florida
$5.81M +$1.51M +131,936 +37%
OC
14
Oppenheimer & Co
New York
$5.77M +$30.3K +2,654 +0.6%
IWM
15
IHT Wealth Management
Illinois
$5.55M +$14K +1,222 +0.3%
BI
16
Bulldog Investors
New Jersey
$5.44M -$398K -34,797 -7%
GWM
17
Geneos Wealth Management
Colorado
$5.14M +$135K +11,851 +3%
NFG
18
Nations Financial Group
Iowa
$4.85M +$4.64M +406,294 New
NAM
19
Nexpoint Asset Management
Texas
$4.66M +$641K +56,100 +17%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.91M -$105K -9,148 -3%
BF
21
BOK Financial
Oklahoma
$2.5M +$3.43K +300 +0.1%
ASFA
22
All Season Financial Advisors
Colorado
$2.25M +$2.16M +188,784 New
AC
23
Aristides Capital
Kentucky
$1.97M
PPA
24
Parametric Portfolio Associates
Washington
$1.44M +$1.38M +120,587 New
PWPS
25
Pinnacle Wealth Planning Services
Ohio
$1.44M -$57.1K -5,002 -4%