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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.8M -$13.2M -1,096,452 -22%
RCM
2
Rivernorth Capital Management
Florida
$33.9M -$4.22M -350,963 -11%
UCFA
3
United Capital Financial Advisors
Texas
$28.4M -$858K -71,329 -3%
DKCM
4
Davidson Kempner Capital Management
New York
$26.1M +$25.3M +2,103,279 New
RJA
5
Raymond James & Associates
Florida
$22.4M -$278K -23,096 -1%
BlackRock
6
BlackRock
New York
$21.4M
BCIM
7
Burford Capital Investment Management
Illinois
$19M
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$16.5M +$2.86M +237,569 +22%
COLIM
9
City of London Investment Management
United Kingdom
$16.2M +$6.11M +508,066 +64%
Invesco
10
Invesco
Georgia
$13.6M +$2.9M +240,935 +28%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.3M -$1.26M -104,354 -10%
Wells Fargo
12
Wells Fargo
California
$12.2M -$2.13M -177,427 -15%
BPCM
13
Beach Point Capital Management
California
$12.1M +$5.51M +457,820 +89%
PAIM
14
Punch & Associates Investment Management
Minnesota
$11.3M +$6.91M +574,288 +170%
PP
15
Paloma Partners
Connecticut
$6.49M +$6.28M +522,000 New
GWM
16
Geneos Wealth Management
Colorado
$5.99M -$57.6K -4,785 -1%
AG
17
Advisor Group
Arizona
$5.51M -$29.3K -2,437 -0.5%
ICM
18
Ionic Capital Management
New York
$5.22M +$93K +7,729 +2%
IWM
19
IHT Wealth Management
Illinois
$5.21M +$206K +17,130 +4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.02M +$305K +25,366 +7%
ECP
21
Empyrean Capital Partners
California
$4.86M +$4.71M +391,304 New
AC
22
Almitas Capital
California
$4.63M +$1.64M +135,950 +57%
MC
23
Matisse Capital
Oregon
$4.35M +$3.26M +271,000 +343%
CL
24
CSS LLC
Illinois
$4.28M +$1.61M +133,407 +63%
Public Sector Pension Investment Board (PSP Investments)
25
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$4M +$3.87M +321,776 New