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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.2M -$1.51M -152,378 -3%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$25.8M +$4.73M +475,588 +19%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$16.2M -$1.68M -169,503 -8%
LPL Financial
4
LPL Financial
California
$13.1M +$4.6M +462,390 +45%
Invesco
5
Invesco
Georgia
$12.2M +$579K +58,265 +4%
AW
6
Atlas Wealth
Ohio
$8.26M -$943K -94,865 -9%
NAM
7
Nexpoint Asset Management
Texas
$8.07M +$1.89M +190,000 +26%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$7.06M -$778K -78,312 -9%
PCM
9
Penserra Capital Management
California
$6.75M +$160K +16,060 +2%
OC
10
Oppenheimer & Co
New York
$5M +$421K +42,353 +8%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.88M -$1.33M -133,302 -19%
CP
12
Camelot Portfolios
Ohio
$4.51M +$164K +16,538 +3%
Wells Fargo
13
Wells Fargo
California
$4.31M -$90.5K -9,108 -2%
IWM
14
IHT Wealth Management
Illinois
$4.29M +$133K +13,403 +3%
BI
15
Bulldog Investors
New Jersey
$3.97M +$536K +53,874 +14%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.71M +$429K +43,170 +11%
GWM
17
Geneos Wealth Management
Colorado
$3.53M -$136K -13,723 -3%
NFG
18
Nations Financial Group
Iowa
$3.45M -$48.1K -4,836 -1%
RJA
19
Raymond James & Associates
Florida
$3.25M +$51.3K +5,165 +1%
Amundi
20
Amundi
France
$3.22M -$235K -23,600 -6%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.81M -$1.94M -195,259 -38%
IA
22
Icon Advisers
Colorado
$2M +$2.26M +227,104 New
BF
23
BOK Financial
Oklahoma
$1.82M
LCM
24
Landscape Capital Management
New Jersey
$1.62M +$1.26M +126,875 +221%
LI
25
LVZ Inc
Michigan
$1.52M +$362K +36,439 +27%