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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.7M +$747K +94,511 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$23.3M +$1.2M +152,421 +5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$14.2M -$535K -67,698 -4%
LPL Financial
4
LPL Financial
California
$11.1M -$357K -45,223 -3%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$10.7M +$3.42M +432,353 +45%
Invesco
6
Invesco
Georgia
$9.49M -$162K -20,480 -2%
RJA
7
Raymond James & Associates
Florida
$8.11M +$4.67M +590,402 +127%
PCM
8
Penserra Capital Management
California
$7.57M +$538K +68,125 +7%
NAM
9
Nexpoint Asset Management
Texas
$7.06M
OC
10
Oppenheimer & Co
New York
$5.18M +$13.5K +1,712 +0.3%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.81M +$703K +88,941 +17%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$4.45M +$328K +41,539 +8%
CP
13
Camelot Portfolios
Ohio
$4.21M +$1.33M +168,844 +45%
IWM
14
IHT Wealth Management
Illinois
$3.92M +$82.3K +10,420 +2%
Wells Fargo
15
Wells Fargo
California
$3.52M -$173K -21,956 -5%
LCM
16
Landscape Capital Management
New Jersey
$3.06M +$933K +118,094 +42%
GWM
17
Geneos Wealth Management
Colorado
$2.96M -$167K -21,128 -5%
NFG
18
Nations Financial Group
Iowa
$2.93M +$42.3K +5,352 +1%
HighTower Advisors
19
HighTower Advisors
Illinois
$2.62M +$136K +17,190 +5%
Amundi
20
Amundi
France
$2.57M
BI
21
Bulldog Investors
New Jersey
$2.38M -$331K -41,864 -12%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.19M -$1.06M -134,334 -32%
MC
23
Matisse Capital
Oregon
$2.19M +$909K +115,000 +68%
ARC
24
Advisor Resource Council
Texas
$1.7M +$1.75M +221,064 New
AA
25
AQR Arbitrage
Connecticut
$1.64M +$175K +22,181 +12%