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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40M -$280K -32,041 -0.7%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$26.4M -$127K -14,563 -0.5%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$16.7M +$62.7K +7,177 +0.4%
LPL Financial
4
LPL Financial
California
$13.4M -$64.5K -7,384 -0.5%
Invesco
5
Invesco
Georgia
$11.8M -$734K -83,933 -6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.59M +$1.29M +147,916 +18%
NAM
7
Nexpoint Asset Management
Texas
$8.29M
AW
8
Atlas Wealth
Ohio
$7.75M -$406K -46,426 -5%
PCM
9
Penserra Capital Management
California
$7.39M +$446K +51,039 +7%
OC
10
Oppenheimer & Co
New York
$5.89M +$731K +83,618 +15%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$4.88M -$129K -14,741 -3%
CP
12
Camelot Portfolios
Ohio
$4.82M +$181K +20,662 +4%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.73M +$890K +101,839 +24%
IWM
14
IHT Wealth Management
Illinois
$4.41M +$8.41K +962 +0.2%
Wells Fargo
15
Wells Fargo
California
$4.3M -$124K -14,144 -3%
GWM
16
Geneos Wealth Management
Colorado
$3.8M +$170K +19,496 +5%
Amundi
17
Amundi
France
$3.34M
NFG
18
Nations Financial Group
Iowa
$3.32M -$217K -24,800 -6%
BI
19
Bulldog Investors
New Jersey
$3.18M -$872K -99,704 -22%
Osaic Holdings
20
Osaic Holdings
Arizona
$2.91M +$22.6K +2,589 +0.8%
BF
21
BOK Financial
Oklahoma
$1.89M +$19K +2,169 +1%
AA
22
AQR Arbitrage
Connecticut
$1.72M +$404K +46,226 +32%
LCM
23
Landscape Capital Management
New Jersey
$1.72M +$54.2K +6,196 +3%
AC
24
Aristides Capital
Kentucky
$1.49M
MC
25
Matisse Capital
Oregon
$1.44M +$175K +20,000 +14%