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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.9M +$1.19M +102,447 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$28M -$5.25M -451,828 -15%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$22.8M +$735K +63,235 +3%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$15.6M +$550K +47,308 +4%
Invesco
5
Invesco
Georgia
$15M -$391K -33,678 -2%
LPL Financial
6
LPL Financial
California
$10.6M +$1.19M +102,348 +12%
PCM
7
Penserra Capital Management
California
$10.2M -$186K -16,036 -2%
QC
8
Quantedge Capital
Singapore
$9.6M -$262K -22,538 -3%
Osaic Holdings
9
Osaic Holdings
Arizona
$9.5M +$3.18M +273,456 +48%
CP
10
Camelot Portfolios
Ohio
$6.79M -$541K -46,558 -7%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$6.45M -$353K -30,417 -5%
Wells Fargo
12
Wells Fargo
California
$6.18M -$1.21M -104,435 -16%
OC
13
Oppenheimer & Co
New York
$5.71M +$285K +24,499 +5%
IWM
14
IHT Wealth Management
Illinois
$5.24M +$6.9K +594 +0.1%
GWM
15
Geneos Wealth Management
Colorado
$5.15M +$333K +28,642 +7%
NFG
16
Nations Financial Group
Iowa
$4.57M -$5.81K -500 -0.1%
BI
17
Bulldog Investors
New Jersey
$4.48M -$676K -58,208 -13%
Amundi
18
Amundi
France
$4.41M +$4.54M +390,781 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.98M +$303K +26,078 +8%
NAM
20
Nexpoint Asset Management
Texas
$3.76M -$652K -56,100 -14%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$3.34M +$3.29M +283,179 +2,083%
ARC
22
Advisor Resource Council
Texas
$2.48M +$2.56M +219,954 New
BF
23
BOK Financial
Oklahoma
$2.08M -$282K -24,293 -12%
ASFA
24
All Season Financial Advisors
Colorado
$2.06M -$72K -6,199 -3%
AC
25
Aristides Capital
Kentucky
$1.85M