We are live on ! Find out more
HFRO

Highland Opportunities and Income Fund
HFRO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49M +$1.58M +150,432 +4%
BPCM
2
Beach Point Capital Management
California
$29.1M -$2.68M -254,876 -9%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$24.5M +$760K +72,198 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$17.9M +$850K +80,790 +5%
MC
5
Matisse Capital
Oregon
$16.2M -$43.1K -4,100 -0.3%
PCM
6
Penserra Capital Management
California
$14.4M +$13.7M +1,302,393 New
Wells Fargo
7
Wells Fargo
California
$13.9M +$704K +66,956 +6%
Invesco
8
Invesco
Georgia
$13.1M -$235K -22,342 -2%
IWM
9
IHT Wealth Management
Illinois
$10.3M +$4.89M +465,218 +101%
QC
10
Quantedge Capital
Singapore
$10.2M -$761K -72,354 -7%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$7.04M +$2.01M +190,850 +43%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.9M -$39.7K -3,774 -0.6%
LPL Financial
13
LPL Financial
California
$6.45M -$463K -43,986 -7%
CP
14
Camelot Portfolios
Ohio
$6.03M +$733K +69,695 +15%
GWM
15
Geneos Wealth Management
Colorado
$5.05M -$251K -23,858 -5%
OC
16
Oppenheimer & Co
New York
$4.93M +$248K +23,613 +6%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$4.74M +$1.28M +121,894 +40%
ATPW
18
Ashton Thomas Private Wealth
Arizona
$3.48M +$115K +10,978 +4%
PWPS
19
Pinnacle Wealth Planning Services
Ohio
$3.45M +$112K +10,602 +4%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.15M -$54.3K -5,166 -2%
CCP
21
Clough Capital Partners
Massachusetts
$2.97M – – –
MA
22
MONECO Advisors
Connecticut
$2.94M -$96.4K -9,161 -3%
YCM
23
Yakira Capital Management
Connecticut
$1.83M -$295K -28,000 -14%
AC
24
Aristides Capital
Kentucky
$1.83M – – –
6M
25
6 Meridian
Kansas
$1.77M +$349K +33,215 +26%
1
2 3 4 5