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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.6M -$2.58M -220,893 -6%
RCM
2
Rivernorth Capital Management
Florida
$25M +$2.4M +206,126 +8%
UCFA
3
United Capital Financial Advisors
Texas
$19.5M -$12.6K -1,080 -0%
DKCM
4
Davidson Kempner Capital Management
New York
$17.9M
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$16.2M +$6.64M +569,656 +43%
RJA
6
Raymond James & Associates
Florida
$15.5M +$143K +12,237 +0.7%
BlackRock
7
BlackRock
New York
$14.7M
MC
8
Matisse Capital
Oregon
$12M +$12.3M +1,055,100 +301%
COLIM
9
City of London Investment Management
United Kingdom
$10.4M -$1.06M -91,120 -7%
Wells Fargo
10
Wells Fargo
California
$8.61M +$305K +26,159 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$8.58M +$237K +20,332 +2%
PAIM
12
Punch & Associates Investment Management
Minnesota
$7.77M +$1.67K +143 +0%
BPCM
13
Beach Point Capital Management
California
$7.04M -$1.69M -144,547 -15%
BCIM
14
Burford Capital Investment Management
Illinois
$6.13M -$9.45M -810,389 -53%
AWA
15
Arete Wealth Advisors
Illinois
$5.71M +$7.14M +612,514 +1,088%
Osaic Holdings
16
Osaic Holdings
Arizona
$5.17M +$7.07M +606,175 New
PP
17
Paloma Partners
Connecticut
$4.2M -$348K -29,800 -6%
GWM
18
Geneos Wealth Management
Colorado
$4.05M -$15.5K -1,327 -0.3%
OCM
19
Oaktree Capital Management
California
$4.01M +$5.48M +470,000 New
IWM
20
IHT Wealth Management
Illinois
$3.62M +$62.6K +5,371 +1%
ECP
21
Empyrean Capital Partners
California
$3.42M +$117K +10,000 +3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$3.38M -$92.3K -7,914 -2%
AC
23
Aristides Capital
Kentucky
$3.22M +$4.41M +377,964 New
ICM
24
Ionic Capital Management
New York
$3.14M -$600K -51,400 -12%
CL
25
CSS LLC
Illinois
$2.79M -$195K -16,718 -5%