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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$103M -$16.7M -1,058,010 -14%
UCFA
2
United Capital Financial Advisors
Texas
$37.5M -$4.12M -261,205 -10%
BCIM
3
Burford Capital Investment Management
Illinois
$29.1M -$3.16M -200,000 -10%
Wells Fargo
4
Wells Fargo
California
$26.6M -$2.35M -149,083 -8%
RJA
5
Raymond James & Associates
Florida
$25.8M +$571K +36,176 +2%
RCM
6
Rivernorth Capital Management
Florida
$25.4M +$5.05M +319,966 +25%
BlackRock
7
BlackRock
New York
$18.6M +$18.3M +1,162,500 New
ICM
8
Ionic Capital Management
New York
$17.1M +$3.74M +237,258 +29%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15.6M +$1.79M +113,641 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$11.4M +$381K +24,178 +4%
FAAS
11
First Allied Advisory Services
California
$10.6M +$556K +35,250 +6%
AWA
12
Arete Wealth Advisors
Illinois
$9.98M +$390K +24,724 +4%
UFM
13
Ursa Fund Management
California
$7.2M +$5.99M +380,000 +543%
LPL Financial
14
LPL Financial
California
$5.28M +$224K +14,221 +5%
VAS
15
VR Advisory Services
Cayman Islands
$4.8M +$4.3M +272,559 +993%
GWM
16
Geneos Wealth Management
Colorado
$4.77M -$343K -21,769 -7%
AG
17
Advisor Group
Arizona
$4.33M +$284K +18,013 +7%
BHMP
18
Bardin Hill Management Partners
New York
$3.46M +$3.41M +216,167 New
SPC
19
Sigma Planning Corp
Michigan
$3.36M +$3.31M +209,860 New
ASN
20
Advisory Services Network
Georgia
$2.93M +$670K +42,450 +30%
CCA
21
Cruiser Capital Advisors
Connecticut
$2.27M +$1.98M +125,639 +772%
COLIM
22
City of London Investment Management
United Kingdom
$2.14M +$178K +11,263 +9%
SS
23
Sunbelt Securities
Texas
$1.72M +$1.69M +107,270 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.57M -$136K -8,627 -8%
OC
25
Oppenheimer & Co
New York
$1.35M +$811K +51,381 +156%