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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.6M +$3.6M +427,430 +10%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$16.9M -$1.39M -165,014 -7%
RJA
3
Raymond James & Associates
Florida
$15.9M -$1.05M -124,514 -6%
DKCM
4
Davidson Kempner Capital Management
New York
$15.1M -$2.89M -342,626 -16%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$12.1M +$1.25M +148,490 +12%
Invesco
6
Invesco
Georgia
$11.7M +$11.3M +1,344,967 +6,789%
Wells Fargo
7
Wells Fargo
California
$10.7M -$135K -15,968 -1%
MC
8
Matisse Capital
Oregon
$9.83M -$2.96M -351,400 -23%
RCM
9
Rivernorth Capital Management
Florida
$9.43M -$17.9M -2,123,983 -66%
PAIM
10
Punch & Associates Investment Management
Minnesota
$8.04M +$110K +13,038 +1%
BPCM
11
Beach Point Capital Management
California
$7.72M +$613K +72,724 +9%
LCM
12
Landscape Capital Management
New Jersey
$7.51M +$4.1M +487,131 +126%
BCIM
13
Burford Capital Investment Management
Illinois
$6.17M
Osaic Holdings
14
Osaic Holdings
Arizona
$5.79M +$500K +59,322 +10%
OCM
15
Oaktree Capital Management
California
$4.04M
IWM
16
IHT Wealth Management
Illinois
$3.97M +$274K +32,574 +8%
GWM
17
Geneos Wealth Management
Colorado
$3.72M +$24.9K +2,962 +0.7%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$3.71M +$174K +20,632 +5%
CP
19
Camelot Portfolios
Ohio
$3.67M +$436K +51,795 +14%
OC
20
Oppenheimer & Co
New York
$3.42M +$377K +44,809 +13%
AC
21
Almitas Capital
California
$3.31M -$1.89M -223,857 -37%
CCP
22
Clough Capital Partners
Massachusetts
$3.28M
PWPS
23
Pinnacle Wealth Planning Services
Ohio
$2.84M -$818K -97,144 -23%
ATPW
24
Ashton Thomas Private Wealth
Arizona
$2.58M +$143K +16,959 +6%
MA
25
MONECO Advisors
Connecticut
$2.47M +$55.7K +6,612 +2%