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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.1M +$1.18M +103,200 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$23.3M -$1.06M -92,392 -4%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$19.6M -$83.4K -7,294 -0.4%
Invesco
4
Invesco
Georgia
$12.9M -$28.1K -2,456 -0.2%
LPL Financial
5
LPL Financial
California
$9.64M +$592K +51,780 +6%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$9.1M -$5.1M -446,082 -32%
Osaic Holdings
7
Osaic Holdings
Arizona
$8.81M +$710K +62,067 +7%
QC
8
Quantedge Capital
Singapore
$7.07M -$1.44M -125,447 -15%
PCM
9
Penserra Capital Management
California
$6.65M -$2.51M -219,061 -24%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.28M +$836K +73,111 +13%
Wells Fargo
11
Wells Fargo
California
$5.32M -$17.4K -1,523 -0.3%
OC
12
Oppenheimer & Co
New York
$5.09M +$185K +16,197 +3%
IWM
13
IHT Wealth Management
Illinois
$4.54M +$14.1K +1,231 +0.3%
CP
14
Camelot Portfolios
Ohio
$4.36M -$1.77M -154,754 -26%
GWM
15
Geneos Wealth Management
Colorado
$4.26M -$242K -21,197 -5%
NFG
16
Nations Financial Group
Iowa
$3.96M +$14.3K +1,250 +0.3%
Amundi
17
Amundi
France
$3.93M
BI
18
Bulldog Investors
New Jersey
$3.87M
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$3.28M -$189K -16,556 -5%
NAM
20
Nexpoint Asset Management
Texas
$3.25M
RJA
21
Raymond James & Associates
Florida
$3.15M +$2.14M +186,761 +136%
LCM
22
Landscape Capital Management
New Jersey
$2.36M +$1.52M +132,968 +121%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$2.08M -$948K -82,900 -28%
BF
24
BOK Financial
Oklahoma
$1.84M +$51.9K +4,541 +2%
Truist Financial
25
Truist Financial
North Carolina
$1.72M +$889K +77,725 +78%