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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.5M -$80.4K -9,602 -0.2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$23.1M -$421K -50,336 -2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15.4M +$483K +57,693 +3%
LPL Financial
4
LPL Financial
California
$12M +$84K +10,030 +0.7%
Invesco
5
Invesco
Georgia
$10.1M -$440K -52,560 -4%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$7.73M +$78.5K +9,377 +1%
NAM
7
Nexpoint Asset Management
Texas
$7.38M
PCM
8
Penserra Capital Management
California
$7.37M +$816K +97,440 +12%
AW
9
Atlas Wealth
Ohio
$7.07M -$115K -13,684 -2%
OC
10
Oppenheimer & Co
New York
$5.41M +$170K +20,345 +3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$4.32M +$107K +12,752 +2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.31M -$39.9K -4,765 -0.9%
IWM
13
IHT Wealth Management
Illinois
$4.01M +$86.8K +10,376 +2%
Wells Fargo
14
Wells Fargo
California
$3.86M +$31.8K +3,795 +0.8%
RJA
15
Raymond James & Associates
Florida
$3.74M +$2.97M +354,383 +321%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.37M +$815K +97,398 +30%
GWM
17
Geneos Wealth Management
Colorado
$3.27M -$123K -14,641 -3%
CP
18
Camelot Portfolios
Ohio
$3.05M -$1.29M -154,233 -29%
NFG
19
Nations Financial Group
Iowa
$3.02M +$67.1K +8,014 +2%
BI
20
Bulldog Investors
New Jersey
$2.83M
Amundi
21
Amundi
France
$2.82M
HighTower Advisors
22
HighTower Advisors
Illinois
$2.6M +$1.72M +205,484 +172%
LCM
23
Landscape Capital Management
New Jersey
$2.25M +$747K +89,234 +47%
AA
24
AQR Arbitrage
Connecticut
$1.53M
BF
25
BOK Financial
Oklahoma
$1.49M -$35.7K -4,265 -2%