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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
1
Raymond James Financial
Florida
$19.6M -$1.3M -256,573 -6%
Morgan Stanley
2
Morgan Stanley
New York
$18.1M -$157K -31,057 -0.9%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$13.5M -$390K -77,194 -3%
SCM
4
Saba Capital Management
New York
$11.8M +$11.5M +2,271,159 New
Invesco
5
Invesco
Georgia
$9.07M -$84.7K -16,759 -1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.98M +$11.4K +2,246 +0.1%
GWM
7
Geneos Wealth Management
Colorado
$5.24M +$149K +29,430 +3%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.23M -$2.18M -430,374 -30%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$4.88M -$49.3K -9,763 -1%
NAM
10
Nexpoint Asset Management
Texas
$4.77M
LCM
11
Landscape Capital Management
New Jersey
$3.52M +$746K +147,597 +28%
MC
12
Matisse Capital
Oregon
$3.21M +$170K +33,613 +6%
LPL Financial
13
LPL Financial
California
$3.13M -$45.3K -8,955 -1%
OC
14
Oppenheimer & Co
New York
$2.43M +$48.3K +9,561 +2%
CP
15
Camelot Portfolios
Ohio
$2.23M -$142K -28,079 -6%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.76M +$33.5K +6,630 +2%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.6M +$12.1K +2,393 +0.8%
Verition Fund Management
18
Verition Fund Management
Connecticut
$1.37M +$1.33M +262,820 New
PAS
19
Park Avenue Securities
New York
$1.16M +$9.66K +1,912 +0.9%
CL
20
Choreo LLC
Illinois
$1.1M -$766K -151,561 -42%
CC
21
CF Capital
Massachusetts
$1.03M -$111K -22,000 -10%
IWM
22
IHT Wealth Management
Illinois
$1M -$72K -14,235 -7%
ACM
23
Arlington Capital Management
Illinois
$910K +$432K +85,373 +95%
HighTower Advisors
24
HighTower Advisors
Illinois
$908K -$185K -36,696 -17%
NFG
25
Nations Financial Group
Iowa
$759K -$1.07M -212,329 -59%