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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.2M +$557K +52,016 +1%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$27.3M +$359K +33,564 +1%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$20.3M +$1.41M +131,260 +7%
Invesco
4
Invesco
Georgia
$15.7M +$779K +72,773 +5%
MC
5
Matisse Capital
Oregon
$13.3M -$1.54M -144,000 -10%
Wells Fargo
6
Wells Fargo
California
$13.1M -$1.05M -97,851 -7%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$13M +$697K +65,129 +6%
QC
8
Quantedge Capital
Singapore
$11M +$2.95M +275,658 +37%
RCM
9
Rivernorth Capital Management
Florida
$10.7M +$10.7M +998,245 New
PCM
10
Penserra Capital Management
California
$10.1M -$7.83M -731,329 -44%
LPL Financial
11
LPL Financial
California
$8.48M +$801K +74,756 +10%
CP
12
Camelot Portfolios
Ohio
$7.34M +$781K +72,893 +12%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.87M +$58.6K +5,468 +0.9%
Nomura Holdings
14
Nomura Holdings
Japan
$6.68M +$6.64M +620,000 New
AC
15
Antara Capital
New York
$6.2M -$5.55M -517,844 -47%
CAC
16
Cowen and Company
New York
$5.38M +$5.35M +500,000 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.27M +$611K +57,078 +13%
OC
18
Oppenheimer & Co
New York
$5.22M +$175K +16,312 +3%
IWM
19
IHT Wealth Management
Illinois
$5.12M +$35.7K +3,330 +0.7%
BI
20
Bulldog Investors
New Jersey
$4.75M +$4.72M +440,679 New
GWM
21
Geneos Wealth Management
Colorado
$4.64M -$137K -12,747 -3%
NAM
22
Nexpoint Asset Management
Texas
$3.6M +$2.51M +234,005 +234%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$3.52M +$136K +12,661 +4%
BPCM
24
Beach Point Capital Management
California
$3.5M +$1.6M +149,041 +85%
IA
25
Icon Advisers
Colorado
$2.91M +$2.54M +236,836 +715%