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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.5M +$880K +80,794 +2%
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$25.3M +$718K +65,872 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$20.8M -$17.2K -1,580 -0.1%
Invesco
4
Invesco
Georgia
$13.7M +$84.5K +7,760 +0.6%
AW
5
Atlas Wealth
Ohio
$10.7M +$11.3M +1,034,941 New
LPL Financial
6
LPL Financial
California
$10.5M +$348K +31,947 +3%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$9.08M +$2.57M +235,866 +37%
PCM
8
Penserra Capital Management
California
$7.74M +$736K +67,541 +10%
NAM
9
Nexpoint Asset Management
Texas
$7.5M +$4.29M +394,042 +118%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$7.09M -$2.69M -247,214 -26%
OC
11
Oppenheimer & Co
New York
$5.42M +$26.4K +2,421 +0.5%
Osaic Holdings
12
Osaic Holdings
Arizona
$5.3M -$4.26M -391,236 -43%
QC
13
Quantedge Capital
Singapore
$5.25M -$2.36M -216,807 -30%
Wells Fargo
14
Wells Fargo
California
$5.14M -$524K -48,095 -9%
CP
15
Camelot Portfolios
Ohio
$5.11M +$520K +47,752 +11%
IWM
16
IHT Wealth Management
Illinois
$4.89M +$82.2K +7,540 +2%
GWM
17
Geneos Wealth Management
Colorado
$4.28M -$252K -23,127 -5%
Amundi
18
Amundi
France
$4.13M
BI
19
Bulldog Investors
New Jersey
$4.1M
NFG
20
Nations Financial Group
Iowa
$4.09M -$108K -9,892 -2%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$3.9M +$457K +41,924 +12%
RJA
22
Raymond James & Associates
Florida
$3.75M +$441K +40,445 +12%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$3.28M +$1.14M +105,024 +49%
Truist Financial
24
Truist Financial
North Carolina
$2.6M +$825K +75,725 +43%
BF
25
BOK Financial
Oklahoma
$2.13M +$188K +17,210 +9%