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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
51
Jane Street
New York
$302K +$155K +17,414 +146%
PWAP
52
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$301K
AAM
53
Advisors Asset Management
Colorado
$288K -$21.8K -2,455 -8%
APWA
54
Atlas Private Wealth Advisors
New Jersey
$264K -$120K -13,487 -34%
SI
55
Stephens Inc
Arkansas
$251K -$8.86K -997 -4%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$238K +$206K +23,200 New
Janney Montgomery Scott
57
Janney Montgomery Scott
Pennsylvania
$217K +$2.25K +253 +1%
AAS
58
Avantax Advisory Services
Texas
$206K +$178K +20,000 New
WC
59
Winmill & Co
New Hampshire
$199K
Stifel Financial
60
Stifel Financial
Missouri
$181K +$9.26K +1,042 +6%
CWS
61
Cypress Wealth Services
California
$171K +$148K +16,624 New
PAG
62
Private Advisor Group
New Jersey
$168K -$1.98K -223 -1%
RJFSA
63
Raymond James Financial Services Advisors
Florida
$125K -$209K -23,511 -66%
BFA
64
Beacon Financial Advisory
Ohio
$121K +$14.8K +1,669 +17%
ASN
65
Advisory Services Network
Georgia
$120K -$375K -42,230 -78%
UBS Group
66
UBS Group
Switzerland
$117K -$27K -3,034 -21%
MML Investors Services
67
MML Investors Services
Massachusetts
$109K -$4.35K -489 -4%
TSS
68
Two Sigma Securities
New York
$106K +$91.6K +10,302 New
QOP
69
Quinn Opportunity Partners
Virginia
$103K
GI
70
Gradient Investments
Minnesota
$94K
US Bancorp
71
US Bancorp
Minnesota
$86K
PS
72
Planned Solutions
California
$82K +$71.1K +8,000 New
Rockefeller Capital Management
73
Rockefeller Capital Management
New York
$79K +$28.5K +3,201 +70%
FIA
74
FNY Investment Advisers
New York
$59K +$51.5K +5,792 New
SIAG
75
Safeguard Investment Advisory Group
California
$57K +$49.4K +5,552 New