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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
JSW
26
Journey Strategic Wealth
New Jersey
$431K -$30.1K -2,000 -7%
USCWA
27
U.S. Capital Wealth Advisors
Texas
$419K
LPL Financial
28
LPL Financial
California
$388K +$3.59K +239 +1%
DC
29
Davenport & Co
Virginia
$375K
LNWWM
30
Laird Norton Wetherby Wealth Management
California
$369K +$355K +23,590 New
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$340K +$34.7K +2,310 +12%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$339K +$7.48K +498 +2%
KWM
33
Kingsview Wealth Management
Oregon
$298K -$8.27K -550 -3%
Walleye Capital
34
Walleye Capital
New York
$254K -$251K -16,712 -51%
WS
35
Wedbush Securities
California
$237K +$1.02K +68 +0.5%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$189K +$6.97K +464 +4%
NA
37
Nordwand Advisors
Pennsylvania
$180K
BCI
38
Brinker Capital Investments
Pennsylvania
$179K +$172K +11,450 New
MWM
39
MGB Wealth Management
Texas
$171K -$197K -13,098 -55%
SC
40
SouthState Corp
Florida
$132K
AGWCA
41
Annis Gardner Whiting Capital Advisors
Florida
$117K
JP Morgan Chase
42
JP Morgan Chase
New York
$81.3K +$69.9K +4,649 +845%
GWM
43
Geneos Wealth Management
Colorado
$46.9K +$22.5K +1,500 +100%
LFG
44
Larson Financial Group
Missouri
$46.9K +$45.1K +3,000 New
TFGT
45
TS Financial Group (TSFG)
Illinois
$27K
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$23.7K +$22.8K +1,518 New
HI
47
Harbour Investments
Wisconsin
$23.5K
EC
48
Elequin Capital
New York
$12.6K -$54.1K -3,600 -82%
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$3.13K +$3.01K +200 New
Millennium Management
50
Millennium Management
New York
-$220K -14,602 Closed