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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$391K +$28.7K +1,829 +7%
DC
27
Davenport & Co
Virginia
$375K -$15.7K -1,000 -4%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$347K -$144K -9,193 -28%
WS
29
Wedbush Securities
California
$337K +$122K +7,800 +52%
LPL Financial
30
LPL Financial
California
$298K +$314K +20,047 New
KWM
31
Kingsview Wealth Management
Oregon
$292K -$4K -255 -1%
ACP
32
Aviance Capital Partners
Florida
$289K +$26.1K +1,664 +9%
PI
33
PFG Investments
New York
$280K -$204K -13,000 -41%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$264K +$30.7K +1,959 +12%
BRWA
35
B. Riley Wealth Advisors
Florida
$246K -$28.5K -1,814 -10%
NA
36
Nordwand Advisors
Pennsylvania
$245K
IAA
37
Independent Advisor Alliance
North Carolina
$239K +$253K +16,103 New
AWA
38
Arete Wealth Advisors
Illinois
$231K +$4.85K +309 +2%
Invesco
39
Invesco
Georgia
$197K +$208K +13,247 New
MWM
40
MGB Wealth Management
Texas
$179K +$11.7K +747 +7%
LCM
41
Landscape Capital Management
New Jersey
$176K +$186K +11,839 New
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$169K +$4.06K +259 +2%
LNWWM
43
Laird Norton Wetherby Wealth Management
California
$167K
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$154K +$163K +10,366 New
SPIA
45
Steward Partners Investment Advisory
New York
$144K +$73.7K +4,700 +95%
SC
46
SouthState Corp
Florida
$125K +$132K +8,425 New
AGWCA
47
Annis Gardner Whiting Capital Advisors
Florida
$112K
AWM
48
Avior Wealth Management
Nebraska
$81.5K +$30K +1,913 +54%
JP Morgan Chase
49
JP Morgan Chase
New York
$64.7K +$8.63K +550 +14%
Comerica Bank
50
Comerica Bank
Texas
$32.7K