Guggenheim Active Allocation Fund
GUG
53 hedge funds and large institutions have $165M invested in Guggenheim Active Allocation Fund in 2025 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 13 reducing their positions, and 6 closing their positions.
69% more repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 13
50% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 6
4% more funds holding
Funds holding: 51 → 53 (+2)
1.03% more ownership
Funds ownership: 31.7% → 32.73% (+1%)
1% more capital invested
Capital invested by funds: $163M → $165M (+$2.11M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$3.22M |
| 2 |
Focus Partners Wealth
Boston,
Massachusetts
|
+$2.22M |
| 3 |
Pathstone Holdings
Englewood,
New Jersey
|
+$1.22M |
| 4 |
MG
Marex Group
London,
|
+$433K |
| 5 |
Jane Street
New York
|
+$309K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Kovitz Investment Group Partners
Chicago,
Illinois
|
-$2.5M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$918K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$730K |
| 4 |
Raymond James Financial
St Petersburg,
Florida
|
-$438K |
| 5 |
OC
Oppenheimer & Co
New York
|
-$287K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
JP Morgan Chase
New York
| $8.43K | -$25.6K | -1,649 | -75% |
|
|
BBPWM
52
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $7.67K | +$4.66K | +300 | +150% |
|
|
CTC
53
Central Trust Company
Jefferson City,
Missouri
| $16 | +$16 | +1 | New |
|
|
54
Kovitz Investment Group Partners
Chicago,
Illinois
| – | -$2.5M | -160,263 | Closed |
|
55
Creative Planning
Overland Park,
Kansas
| – | -$217K | -13,900 | Closed |
|
|
NA
56
Nordwand Advisors
Radnor,
Pennsylvania
| – | -$179K | -11,500 | Closed |
|
57
Walleye Capital
New York
| – | -$179K | -11,497 | Closed |
|
|
MAM
58
Morse Asset Management
Darien,
Connecticut
| – | -$20.4K | -1,310 | Closed |
|
|
NA
59
NewEdge Advisors
New Orleans,
Louisiana
| – | -$2.34K | -150 | Closed |
|
GUG Hedge Fund Activity: Q4 2025 in Review
53 of the 8,228 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q4 2025, worth a combined $165M — up 1.3% from $163M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new GUG positions and 6 closed out — a net gain of 3 holders — while 22 added to existing stakes and 13 trimmed.
The largest buyer was Bank of America, adding an estimated $3.22M. The largest seller was Kovitz Investment Group Partners, exiting entirely with an estimated $2.5M sold.
- 53 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q4 2025, up from 51 in Q3 2025.
- Funds reported $165M of Guggenheim Active Allocation Fund stock for Q4 2025, up 1.3% quarter-over-quarter.
- 9 funds opened new Guggenheim Active Allocation Fund positions in Q4 2025 and 6 closed out, a net change of +3 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q4 2025 was Bank of America, an estimated $3.22M added.
- The largest Guggenheim Active Allocation Fund seller in Q4 2025 was Kovitz Investment Group Partners, an estimated $2.5M sold.
Based on aggregated 13F filings for Q4 2025.