Guggenheim Active Allocation Fund
GUG
51 hedge funds and large institutions have $163M invested in Guggenheim Active Allocation Fund in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 3 closing their positions.
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
25% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 16
4% more funds holding
Funds holding: 49 → 51 (+2)
1% more capital invested
Capital invested by funds: $161M → $163M (+$1.81M)
0.43% more ownership
Funds ownership: 31.27% → 31.7% (+0.43%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$3.08M |
| 2 |
Pathstone Holdings
Englewood,
New Jersey
|
+$1.98M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.5M |
| 4 |
SPIA
Steward Partners Investment Advisory
New York
|
+$704K |
| 5 |
WIA
World Investment Advisors
Santa Barbara,
California
|
+$471K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$3.78M |
| 2 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$1.39M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$627K |
| 4 |
HighTower Advisors
Chicago,
Illinois
|
-$448K |
| 5 |
Kovitz Investment Group Partners
Chicago,
Illinois
|
-$389K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
51
NewEdge Advisors
New Orleans,
Louisiana
| $2.34K | +$2.34K | +150 | New |
|
|
52
HighTower Advisors
Chicago,
Illinois
| – | -$448K | -28,645 | Closed |
|
53
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$23.7K | -1,518 | Closed |
|
|
EC
54
Elequin Capital
New York
| – | -$12.6K | -808 | Closed |
|
GUG Hedge Fund Activity: Q3 2025 in Review
51 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q3 2025, worth a combined $163M — up 1.1% from $161M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new GUG positions and 3 closed out — a net gain of 2 holders — while 20 added to existing stakes and 16 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $3.08M. The largest seller was Bank of America, cutting an estimated $3.78M.
- 51 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q3 2025, up from 49 in Q2 2025.
- Funds reported $163M of Guggenheim Active Allocation Fund stock for Q3 2025, up 1.1% quarter-over-quarter.
- 5 funds opened new Guggenheim Active Allocation Fund positions in Q3 2025 and 3 closed out, a net change of +2 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q3 2025 was Morgan Stanley, an estimated $3.08M added.
- The largest Guggenheim Active Allocation Fund seller in Q3 2025 was Bank of America, an estimated $3.78M sold.
Based on aggregated 13F filings for Q3 2025.