Guggenheim Active Allocation Fund
GUG
51 hedge funds and large institutions have $144M invested in Guggenheim Active Allocation Fund in 2025 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 14 reducing their positions, and 10 closing their positions.
71% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 14
5% more capital invested
Capital invested by funds: $137M → $144M (+$7.1M)
1.05% more ownership
Funds ownership: 27.85% → 28.9% (+1.1%)
11% less funds holding
Funds holding: 57 → 51 (-6)
40% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Pathstone Holdings
Englewood,
New Jersey
|
+$5.08M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.75M |
| 3 |
Raymond James Financial
St Petersburg,
Florida
|
+$1.32M |
| 4 |
Morgan Stanley
New York
|
+$951K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$856K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Penserra Capital Management
Orinda,
California
|
-$4.77M |
| 2 |
Cohen & Steers
New York
|
-$770K |
| 3 |
MG
Marex Group
London,
|
-$472K |
| 4 |
JWCA
J.W. Cole Advisors
Tampa,
Florida
|
-$257K |
| 5 |
IAA
Independent Advisor Alliance
Charlotte,
North Carolina
|
-$239K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $2K | +$1.91K | +124 | New |
|
|
PCM
52
Penserra Capital Management
Orinda,
California
| – | -$4.77M | -320,814 | Closed |
|
|
MG
53
Marex Group
London,
| – | -$472K | -31,739 | Closed |
|
|
IAA
54
Independent Advisor Alliance
Charlotte,
North Carolina
| – | -$239K | -16,103 | Closed |
|
|
AWA
55
Arete Wealth Advisors
Chicago,
Illinois
| – | -$231K | -15,529 | Closed |
|
|
LCM
56
Landscape Capital Management
Englewood,
New Jersey
| – | -$176K | -11,839 | Closed |
|
57
Comerica Bank
Dallas,
Texas
| – | -$32.7K | -2,200 | Closed |
|
58
Bessemer Group
Woodbridge,
New Jersey
| – | -$16K | -1,106 | Closed |
|
59
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$11.2K | -750 | Closed |
|
|
PWA
60
Provenance Wealth Advisors
Fort Lauderdale,
Florida
| – | -$5.37K | -361 | Closed |
|
61
Fidelity Investments
Boston,
Massachusetts
| – | -$2.48K | -167 | Closed |
|
GUG Hedge Fund Activity: Q1 2025 in Review
51 of the 7,459 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Active Allocation Fund (GUG) for Q1 2025, worth a combined $144M — up 5.2% from $137M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of GUG and 6 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 24 added.
The largest buyer was Pathstone Holdings, adding an estimated $5.08M. The largest seller was Penserra Capital Management, exiting entirely with an estimated $4.77M sold.
- 51 institutional investors held Guggenheim Active Allocation Fund (GUG) as of Q1 2025, down from 57 in Q4 2024.
- Funds reported $144M of Guggenheim Active Allocation Fund stock for Q1 2025, up 5.2% quarter-over-quarter.
- 6 funds opened new Guggenheim Active Allocation Fund positions in Q1 2025 and 10 closed out, a net change of -4 holders.
- The largest Guggenheim Active Allocation Fund buyer in Q1 2025 was Pathstone Holdings, an estimated $5.08M added.
- The largest Guggenheim Active Allocation Fund seller in Q1 2025 was Penserra Capital Management, an estimated $4.77M sold.
Based on aggregated 13F filings for Q1 2025.