GUG

Guggenheim Active Allocation Fund

51 hedge funds and large institutions have $163M invested in Guggenheim Active Allocation Fund in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$423K
DC
27
Davenport & Co
Virginia
$380K
Cetera Investment Advisers
28
Cetera Investment Advisers
Illinois
$360K
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$345K
UBS Group
30
UBS Group
Switzerland
$290K
KWM
31
Kingsview Wealth Management
Oregon
$270K
MWM
32
MGB Wealth Management
Texas
$248K
USCWA
33
U.S. Capital Wealth Advisors
Texas
$225K
Creative Planning
34
Creative Planning
Kansas
$217K
WS
35
Wedbush Securities
California
$212K
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$183K
NA
37
Nordwand Advisors
Pennsylvania
$179K
Walleye Capital
38
Walleye Capital
New York
$179K
LNWWM
39
Laird Norton Wetherby Wealth Management
California
$175K
BCI
40
Brinker Capital Investments
Pennsylvania
$170K
SC
41
SouthState Corp
Florida
$131K
AGWCA
42
Annis Gardner Whiting Capital Advisors
Florida
$117K
GWM
43
Geneos Wealth Management
Colorado
$46.8K
LFG
44
Larson Financial Group
Missouri
$46.8K
NWMP
45
Noble Wealth Management PBC
Colorado
$42.1K
JP Morgan Chase
46
JP Morgan Chase
New York
$34.3K
TFGT
47
TS Financial Group (TSFG)
Illinois
$27K
HI
48
Harbour Investments
Wisconsin
$23.4K
MAM
49
Morse Asset Management
Connecticut
$20.4K
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$3.12K