GUG

Guggenheim Active Allocation Fund
GUG

Overview Fund Activity

49 hedge funds and large institutions have $161M invested in Guggenheim Active Allocation Fund in 2025 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 8 reducing their positions, and 8 closing their positions.

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
0.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
8
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$14.4M
2
Pathstone Holdings
2
Pathstone Holdings
New Jersey
$12.1M
3
Morgan Stanley
3
Morgan Stanley
New York
$40.4M
4
AAM
4
Advisors Asset Management
Colorado
$12.5M
5
Raymond James Financial
5
Raymond James Financial
Florida
$10.2M

Top Sellers

1
Walleye Capital
1
Walleye Capital
New York
$254K
2
Millennium Management
2
Millennium Management
New York
$0
3
MWM
3
MGB Wealth Management
Texas
$171K
4
PI
4
PFG Investments
New York
$0
5
AWM
5
Avior Wealth Management
Nebraska
$0
Name Market Value Shares Shares
Change 		Shares
Change %
JSW
26
Journey Strategic Wealth
New Jersey
$431K 27,539 -2,000 -7%
USCWA
27
U.S. Capital Wealth Advisors
Texas
$419K 26,802 – –
LPL Financial
28
LPL Financial
California
$388K 24,820 +239 +1%
DC
29
Davenport & Co
Virginia
$375K 24,006 – –
LNWWM
30
Laird Norton Wetherby Wealth Management
California
$369K 23,590 +23,590 New
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$340K 21,746 +2,310 +12%
Rockefeller Capital Management
32
Rockefeller Capital Management
New York
$339K 21,645 +498 +2%
KWM
33
Kingsview Wealth Management
Oregon
$298K 19,055 -550 -3%
Walleye Capital
34
Walleye Capital
New York
$254K 16,220 -16,712 -51%
WS
35
Wedbush Securities
California
$237K 15,142 +68 +0.5%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$189K 12,064 +464 +4%
NA
37
Nordwand Advisors
Pennsylvania
$180K 11,500 – –
BCI
38
Brinker Capital Investments
Pennsylvania
$179K 11,450 +11,450 New
MWM
39
MGB Wealth Management
Texas
$171K 10,921 -13,098 -55%
SC
40
SouthState Corp
Florida
$132K 8,425 – –
AGWCA
41
Annis Gardner Whiting Capital Advisors
Florida
$117K 7,500 – –
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
$81.3K 5,199 +4,649 +845%
GWM
43
Geneos Wealth Management
Colorado
$46.9K 3,000 -3,000 -50%
LFG
44
Larson Financial Group
Missouri
$46.9K 3,000 +3,000 New
TFGT
45
TS Financial Group (TSFG)
Illinois
$27K 1,734 – –
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$23.7K 1,518 +1,518 New
HI
47
Harbour Investments
Wisconsin
$23.5K 1,500 – –
EC
48
Elequin Capital
New York
$12.6K 808 -3,600 -82%
BBPWM
49
Blue Bell Private Wealth Management
Pennsylvania
$3.13K 200 +200 New
Millennium Management
50
Millennium Management
New York
– – -14,602 Closed
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2
3