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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

180 hedge funds and large institutions have $587M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2023 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 76 increasing their positions, 31 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

170% more call options, than puts

Call options by funds: $254K | Put options by funds: $94K

145% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 31

30% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 27

20% more capital invested

Capital invested by funds: $490M → $587M (+$97.3M)

3% more funds holding

Funds holding: 174 → 180 (+6)

3.43% more ownership

Funds ownership: 54.19% → 57.62% (+3.4%)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
180
Holders Change
+6
Holders Change %
+3.45%
% of All Funds
2.86%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
35
Increased
76
Reduced
31
Closed
27
Calls
$254K
Puts
$94K
Net Calls
+$160K
Net Calls Change
-$113K

Top Buyers

1
AssetMark Inc
AssetMark Inc
California
+$110M
2
Osaic Holdings
Osaic Holdings
Arizona
+$20.2M
3
Jane Street
Jane Street
New York
+$14.1M
4
B
Barings
North Carolina
+$12.3M
5
AFA
Arlington Financial Advisors
California
+$11.5M

Top Sellers

1
MTWSIF
Mivtachim The Workers Social Insurance Fund
Israel
-$44.4M
2
PS
Portfolio Strategies
New York
-$18.4M
3
3F
360 Financial
Minnesota
-$7.42M
4
MD
Money Design
Japan
-$2.33M
5
AG
Ascent Group
Virginia
-$1.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
176
Archer Investment Corporation
Indiana
$2.27K – – –
MA
177
MCF Advisors
Kentucky
$1.88K – – –
TFGT
178
TS Financial Group (TSFG)
Illinois
$1K – – –
AF
179
Advisornet Financial
Minnesota
$282 +$303 +3 New
AWM
180
Avior Wealth Management
Nebraska
$281 – – –
MTWSIF
181
Mivtachim The Workers Social Insurance Fund
Israel
– -$44.4M -422,220 Closed
3F
182
360 Financial
Minnesota
– -$7.42M -70,627 Closed
AG
183
Ascent Group
Virginia
– -$1.72M -16,974 Closed
SI
184
Stephens Inc
Arkansas
– -$935K -8,897 Closed
BCM
185
Barometer Capital Management
Ontario, Canada
– -$890K -8,470 Closed
PP
186
Prudential plc
United Kingdom
– -$715K -6,800 Closed
CIBC World Market
187
CIBC World Market
Ontario, Canada
– -$705K -6,702 Closed
Goldman Sachs
188
Goldman Sachs
New York
– -$653K -6,212 Closed
BCMIO
189
Beacon Capital Management Inc (Ohio)
Ohio
– -$526K -5,000 Closed
GCC
190
Guardian Capital (Canada)
Ontario, Canada
– -$481K -4,572 Closed
VWA
191
V Wealth Advisors
Kansas
– -$389K -3,700 Closed
AAS
192
Avantax Advisory Services
Texas
– -$277K -2,637 Closed
CA
193
Cambridge Advisors
Nebraska
– -$222K -2,114 Closed
NP
194
Nilsine Partners
Colorado
– -$215K -2,045 Closed
Corient Private Wealth
195
Corient Private Wealth
Florida
– -$213K -2,031 Closed
GDP
196
Great Diamond Partners
Maine
– -$213K -2,025 Closed
MA
197
MJP Associates
Connecticut
– -$211K -2,009 Closed
SS
198
Simplicity Solutions
Minnesota
– -$210K -2,000 Closed
AO
199
Advisor OS
Illinois
– -$210K -1,997 Closed
HH
200
Hilltop Holdings
Texas
– -$202K -1,920 Closed
5 6 7
8
9

GRID Hedge Fund Activity: Q3 2023 in Review

180 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2023, worth a combined $587M — up 20% from $490M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new GRID positions and 27 closed out — a net gain of 8 holders — while 76 added to existing stakes and 31 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $110M. The largest seller was Mivtachim The Workers Social Insurance Fund, exiting entirely with an estimated $44.4M sold.

  • 180 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2023, up from 174 in Q2 2023.
  • Funds reported $587M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2023, up 20% quarter-over-quarter.
  • 35 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2023 and 27 closed out, a net change of +8 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2023 was AssetMark Inc, an estimated $110M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2023 was Mivtachim The Workers Social Insurance Fund, an estimated $44.4M sold.

Based on aggregated 13F filings for Q3 2023.