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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

180 hedge funds and large institutions have $587M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2023 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 76 increasing their positions, 31 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

170% more call options, than puts

Call options by funds: $254K | Put options by funds: $94K

145% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 31

30% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 27

20% more capital invested

Capital invested by funds: $490M → $587M (+$97.3M)

3% more funds holding

Funds holding: 174 → 180 (+6)

3.43% more ownership

Funds ownership: 54.19% → 57.62% (+3.4%)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
180
Holders Change
+6
Holders Change %
+3.45%
% of All Funds
2.86%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
35
Increased
76
Reduced
31
Closed
27
Calls
$254K
Puts
$94K
Net Calls
+$160K
Net Calls Change
-$113K

Top Buyers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
+$110M
2
Osaic Holdings
Osaic Holdings
Arizona
+$20.2M
3
Jane Street
Jane Street
New York
+$14.1M
4
B
Barings
North Carolina
+$12.3M
5
AFA
Arlington Financial Advisors
California
+$11.5M

Top Sellers

Rank Fund Capital Flow
1
MTWSIF
Mivtachim The Workers Social Insurance Fund
Israel
-$44.4M
2
PS
Portfolio Strategies
New York
-$18.4M
3
3F
360 Financial
Minnesota
-$7.42M
4
MD
Money Design
Japan
-$2.33M
5
AG
Ascent Group
Virginia
-$1.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
LC
151
Lindbrook Capital
California
$30.5K – – –
FDCDDQ
152
Federation des caisses Desjardins du Quebec
Quebec, Canada
$30K – – –
BCV
153
Banque Cantonale Vaudoise
Switzerland
$30K – – –
GWSG
154
GPS Wealth Strategies Group
Colorado
$28.2K – – –
MWM
155
Mascoma Wealth Management
New Hampshire
$27K – – –
CA
156
Clearstead Advisors
Ohio
$20.3K +$21.8K +216 New
TWM
157
Tradition Wealth Management
Minnesota
$17K +$101 +1 +0.5%
JFA
158
JNBA Financial Advisors
Minnesota
$14.8K – – –
Bank of Montreal
159
Bank of Montreal
Ontario, Canada
$13.1K – – –
LFG
160
Larson Financial Group
Missouri
$11.4K – – –
YDMI
161
Y.D. More Investments
Israel
$11.3K – – –
RCM
162
Raleigh Capital Management
North Carolina
$11.2K – – –
RWPA
163
Richard W. Paul & Associates
Michigan
$10.2K -$707 -7 -6%
MIFH
164
Migdal Insurance & Financial Holdings
Israel
$10K – – –
PWMG
165
Provence Wealth Management Group
California
$9.39K +$10.1K +100 New
BAM
166
Bellevue Asset Management
Washington
$8.45K – – –
MTIC
167
Missouri Trust & Investment Company
Missouri
$7.04K – – –
BBHC
168
Brown Brothers Harriman & Co
New York
$6.57K +$7.07K +70 New
AIP
169
Ameritas Investment Partners
Nebraska
$6.1K – – –
PBK
170
Peoples Bank (Kansas)
Kansas
$6.1K +$6.56K +65 New
ADL
171
Asset Dedication LLC
California
$6K – – –
IPW
172
Impact Partnership Wealth
Georgia
$4.41K – – –
FRA
173
Front Row Advisors
California
$3.76K – – –
GBT
174
Grove Bank & Trust
Florida
$3.19K +$3.43K +34 New
ANBT
175
American National Bank & Trust
Texas
$2.82K +$3.03K +30 New
5 6
7
8 9

GRID Hedge Fund Activity: Q3 2023 in Review

180 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q3 2023, worth a combined $587M — up 20% from $490M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new GRID positions and 27 closed out — a net gain of 8 holders — while 76 added to existing stakes and 31 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $110M. The largest seller was Mivtachim The Workers Social Insurance Fund, exiting entirely with an estimated $44.4M sold.

  • 180 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q3 2023, up from 174 in Q2 2023.
  • Funds reported $587M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q3 2023, up 20% quarter-over-quarter.
  • 35 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q3 2023 and 27 closed out, a net change of +8 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q3 2023 was AssetMark Inc, an estimated $110M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q3 2023 was Mivtachim The Workers Social Insurance Fund, an estimated $44.4M sold.

Based on aggregated 13F filings for Q3 2023.