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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

182 hedge funds and large institutions have $461M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2023 Q4 according to their latest regulatory filings, with 34 funds opening new positions, 37 increasing their positions, 84 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more funds holding

Funds holding: 180182 (+2)

10% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 31

1.12% less ownership

Funds ownership: 57.62%56.5% (-1.1%)

21% less capital invested

Capital invested by funds: $587M → $461M (-$126M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

56% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 84

Holders
182
Holders Change
+2
Holders Change %
+1.11%
% of All Funds
2.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
34
Increased
37
Reduced
84
Closed
31
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHC
26
First Heartland Consultants
Missouri
$3.96M -$222K -2,344 -6%
Citigroup
27
Citigroup
New York
$3.68M +$971K +10,272 +41%
PI
28
PFG Investments
New York
$3.62M +$2.6M +27,496 +386%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$3.32M -$1.51M -15,946 -33%
MIH
30
Meitav Investment House
Israel
$3.29M -$897K -9,485 -23%
MML Investors Services
31
MML Investors Services
Massachusetts
$3.26M -$1.01M -10,694 -26%
CAN
32
Cetera Advisor Networks
California
$3.24M -$599K -6,331 -17%
OL
33
Owen LaRue
Kentucky
$2.66M -$1.51K -16 -0.1%
SIM
34
Seaview Investment Managers
Florida
$2.33M -$25.3K -268 -1%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$2.25M -$8.98K -95 -0.4%
KFGK
36
Keystone Financial Group (Kentucky)
Kentucky
$2.17M +$21.6K +228 +1%
IWC
37
Integrated Wealth Concepts
Massachusetts
$1.96M -$98.4K -1,040 -5%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$1.9M -$23.9K -253 -1%
WWA
39
WCG Wealth Advisors
Nevada
$1.77M -$54.9K -581 -3%
GVAG
40
Great Valley Advisor Group
Delaware
$1.72M -$508K -5,376 -25%
SCA
41
Snowden Capital Advisors
New York
$1.67M -$12.2K -129 -0.8%
CAL
42
Capital Analysts LLC
Pennsylvania
$1.64M +$188K +1,993 +15%
WA
43
Waverly Advisors
Alabama
$1.62M
DF
44
Dunhill Financial
United Kingdom
$1.56M +$1.5M +15,872 New
KIA
45
Kraematon Investment Advisors
Massachusetts
$1.52M -$28.1K -297 -2%
RG
46
Rathbones Group
United Kingdom
$1.51M +$61.5K +650 +5%
WCM
47
WealthBridge Capital Management
Ohio
$1.42M +$120K +1,268 +10%
FAM
48
Flaharty Asset Management
Florida
$1.41M -$14.8K -156 -1%
OC
49
Oppenheimer & Co
New York
$1.39M -$251K -2,649 -17%
Prudential Financial
50
Prudential Financial
New Jersey
$1.37M +$749K +7,915 +153%

GRID Hedge Fund Activity: Q4 2023 in Review

182 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2023, worth a combined $461M — down 21% from $587M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new GRID positions and 31 closed out — a net gain of 3 holders — while 37 added to existing stakes and 84 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.7M. The largest seller was AssetMark Inc, cutting an estimated $102M.

  • 182 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2023, up from 180 in Q3 2023.
  • Funds reported $461M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2023, down 21% quarter-over-quarter.
  • 34 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2023 and 31 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2023 was Morgan Stanley, an estimated $39.7M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2023 was AssetMark Inc, an estimated $102M sold.

Based on aggregated 13F filings for Q4 2023.