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GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

79 hedge funds and large institutions have $123M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2021 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 31 increasing their positions, 1 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,000% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 1

720% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 5

131% more capital invested

Capital invested by funds: $53M → $123M (+$69.5M)

84% more funds holding

Funds holding: 43 → 79 (+36)

7.54% more ownership

Funds ownership: 37.91% → 45.45% (+7.5%)

Holders
79
Holders Change
+36
Holders Change %
+83.72%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
41
Increased
31
Reduced
1
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$8.07M
2
Morgan Stanley
Morgan Stanley
New York
+$4.76M
3
LPL Financial
LPL Financial
California
+$4.1M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.86M
5
Ameriprise
Ameriprise
Minnesota
+$3.54M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$758K
2
CCFM
Clear Creek Financial Management
Washington
-$340K
3
AAS
Avantax Advisory Services
Texas
-$280K
4
APA
American Portfolios Advisors
New York
-$109K
5
KTC
Kistler-Tiffany Companies
Pennsylvania
-$12K
Name Holding Trade Value Shares
Change 		Change in
Stake
WS
26
Wedbush Securities
California
$914K +$297K +3,484 +49%
FHA
27
Flagship Harbor Advisors
Massachusetts
$869K +$860K +10,075 New
AIFAIM
28
American Institute for Advanced Investment Management
Arizona
$828K +$819K +9,595 New
BHB
29
Bank Hapoalim BM
Israel
$803K +$794K +9,310 New
SPIA
30
Steward Partners Investment Advisory
New York
$800K +$790K +9,265 New
KWM
31
Kingsview Wealth Management
Oregon
$775K +$760K +8,903 New
BCM
32
Barometer Capital Management
Ontario, Canada
$734K +$725K +8,500 New
Citigroup
33
Citigroup
New York
$697K +$624K +7,310 +952%
IWM
34
IHT Wealth Management
Illinois
$620K +$613K +7,180 New
SWP
35
Stratos Wealth Partners
Ohio
$618K +$611K +7,159 New
OC
36
Oppenheimer & Co
New York
$527K +$521K +6,107 New
D
37
Diversified
Delaware
$525K +$519K +6,083 New
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$517K +$199K +2,337 +64%
PGAM
39
Princeton Global Asset Management
New Jersey
$506K +$308K +3,609 +160%
CWM
40
Collaborative Wealth Management
Florida
$492K +$447K +5,235 New
HighTower Advisors
41
HighTower Advisors
Illinois
$481K +$473K +5,548 New
CWA
42
Clarus Wealth Advisors
Arizona
$467K +$452K +5,299 New
BFEC
43
Benjamin F. Edwards & Company
Missouri
$461K +$242K +2,832 +113%
LFAS
44
Level Four Advisory Services
Texas
$445K +$439K +5,151 New
Stifel Financial
45
Stifel Financial
Missouri
$397K +$392K +4,595 New
APA
46
American Portfolios Advisors
New York
$388K -$109K -1,276 -22%
HSBC Holdings
47
HSBC Holdings
United Kingdom
$345K +$341K +4,000 New
CIAS
48
Capital Investment Advisory Services
North Carolina
$334K +$330K +3,870 New
SWA
49
Stratos Wealth Advisors
Ohio
$302K +$299K +3,502 New
MAP
50
Milestone Advisory Partners
North Carolina
$293K +$290K +3,398 New
1
2
3 4

GRID Hedge Fund Activity: Q1 2021 in Review

79 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q1 2021, worth a combined $123M — up 131% from $53M a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new GRID positions and 5 closed out — a net gain of 36 holders — while 31 added to existing stakes and 1 trimmed.

The largest buyer was Bank of America, adding an estimated $8.07M. The largest seller was Citadel Advisors, exiting entirely with an estimated $758K sold.

  • 79 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q1 2021, up from 43 in Q4 2020.
  • Funds reported $123M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q1 2021, up 131% quarter-over-quarter.
  • 41 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q1 2021 and 5 closed out, a net change of +36 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q1 2021 was Bank of America, an estimated $8.07M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q1 2021 was Citadel Advisors, an estimated $758K sold.

Based on aggregated 13F filings for Q1 2021.