We are live on ! Find out more
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID

43 hedge funds and large institutions have $53M invested in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund in 2020 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 2 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

650% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 2

140% more capital invested

Capital invested by funds: $22.1M → $53M (+$30.9M)

95% more funds holding

Funds holding: 22 → 43 (+21)

0.99% less ownership

Funds ownership: 38.9% → 37.91% (-0.99%)

Holders
43
Holders Change
+21
Holders Change %
+95.45%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
15
Reduced
2
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.41M
2
Jane Street
Jane Street
New York
+$2.17M
3
LPL Financial
LPL Financial
California
+$1.97M
4
Ameriprise
Ameriprise
Minnesota
+$1.77M
5
PAG
Private Advisor Group
New Jersey
+$1.72M

Top Sellers

Rank Fund Capital Flow
1
SFS
Sowell Financial Services
Arkansas
-$215K
2
AAS
Avantax Advisory Services
Texas
-$64.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
FHC
26
First Heartland Consultants
Missouri
$208K +$185K +2,570 New
KAS
27
Kestra Advisory Services
Texas
$208K +$186K +2,571 New
BFEC
28
Benjamin F. Edwards & Company
Missouri
$203K +$133K +1,841 +275%
EDRH
29
Edmond de Rothschild Holding
Switzerland
$200K +$178K +2,470 New
PGAM
30
Princeton Global Asset Management
New Jersey
$182K +$162K +2,251 New
Wells Fargo
31
Wells Fargo
California
$176K – – –
William Blair & Company
32
William Blair & Company
Illinois
$133K +$12.7K +176 +12%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$115K – – –
Citigroup
34
Citigroup
New York
$62K +$48.2K +668 +668%
GWM
35
Geneos Wealth Management
Colorado
$42K +$14.4K +200 +67%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$41K +$36.8K +510 New
TWM
37
Tradition Wealth Management
Minnesota
$32K +$28.9K +400 New
KTC
38
Kistler-Tiffany Companies
Pennsylvania
$12K – – –
IA
39
IFP Advisors
Florida
$12K +$10.6K +147 New
FWM
40
ForthRight Wealth Management
Georgia
$11K +$9.81K +136 New
CFB
41
Cullen/Frost Bankers
Texas
$8K – – –
MF
42
Manchester Financial
California
$8K +$3.61K +50 +100%
SFS
43
Sowell Financial Services
Arkansas
$6K -$215K -2,979 -98%
EFSCE
44
Enterprise Financial Services Corp (EFSC)
Missouri
$2K +$1.59K +22 New
1
2

GRID Hedge Fund Activity: Q4 2020 in Review

43 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) for Q4 2020, worth a combined $53M — up 140% from $22.1M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new GRID positions and 0 closed out — a net gain of 22 holders — while 15 added to existing stakes and 2 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.41M. The largest seller was Sowell Financial Services, cutting an estimated $215K.

  • 43 institutional investors held First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) as of Q4 2020, up from 22 in Q3 2020.
  • Funds reported $53M of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund stock for Q4 2020, up 140% quarter-over-quarter.
  • 22 funds opened new First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund positions in Q4 2020 and 0 closed out, a net change of +22 holders.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund buyer in Q4 2020 was Morgan Stanley, an estimated $2.41M added.
  • The largest First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund seller in Q4 2020 was Sowell Financial Services, an estimated $215K sold.

Based on aggregated 13F filings for Q4 2020.