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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NWMP
201
Noble Wealth Management PBC
Colorado
$3.82K -$603K -54,050 -99%
MCA
202
McGuire Capital Advisors
Oklahoma
$3.28K – – –
HWP
203
Highline Wealth Partners
California
$2.51K – – –
HNB
204
Huntington National Bank
Ohio
$2.19K – – –
TRCT
205
Tower Research Capital (TRC)
New York
$819 +$837 +75 New
FP
206
Financial Perspectives
Minnesota
$382 – – –
BTC
207
Bank & Trust Company
Illinois
$349 – – –
FFA
208
Farther Finance Advisors
California
$284 – – –
MSWA
209
Marshall & Sterling Wealth Advisors
New York
$284 – – –
JP Morgan Chase
210
JP Morgan Chase
New York
$119 +$123 +11 New
T
211
Tidemark
California
$16 – – –
Citigroup
212
Citigroup
New York
$11 – – –
KA
213
Kozak & Associates
Colorado
$10 -$14.5K -1,296 -100%
IIM
214
Illumine Investment Management
Washington
– -$2.51M -227,556 Closed
Jane Street
215
Jane Street
New York
– -$663K -60,200 Closed
Corient Private Wealth
216
Corient Private Wealth
Florida
– -$287K -26,041 Closed
AWA
217
Arkadios Wealth Advisors
Georgia
– -$231K -20,968 Closed
SWP
218
Stratos Wealth Partners
Ohio
– -$177K -16,088 Closed
GSIAS
219
Garden State Investment Advisory Services
New Jersey
– -$170K -15,428 Closed
Fisher Asset Management
220
Fisher Asset Management
Washington
– -$167K -15,126 Closed
EWM
221
Empirical Wealth Management
Washington
– -$160K -14,539 Closed
AAS
222
Annex Advisory Services
Wisconsin
– -$158K -14,370 Closed
LI
223
LVZ Inc
Michigan
– -$140K -12,682 Closed
GIA
224
Gladstone Institutional Advisory
Florida
– -$127K -11,558 Closed
CWP
225
Core Wealth Partners
California
– -$121K -10,979 Closed