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Guggenheim Strategic Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PWM
176
Peterson Wealth Management
Nevada
$50.1K – – –
IA
177
IFP Advisors
Florida
$48.2K +$34.3K +3,070 +228%
AUB
178
Atlantic Union Bankshares
Virginia
$45.9K +$46.9K +4,204 New
EB
179
Eastern Bank
Massachusetts
$44.5K – – –
CTB
180
Country Trust Bank
Illinois
$43.7K – – –
APW
181
Allied Private Wealth
Florida
$42.8K +$43.8K +3,920 New
HBW
182
Hazlett, Burt & Watson
West Virginia
$37K +$3.98K +357 +12%
GCP
183
Gill Capital Partners
Colorado
$32.1K – – –
NWM
184
Nova Wealth Management
Florida
$32.1K – – –
CFM
185
Compass Financial Management
Florida
$18.9K +$19.9K +1,783 New
FB
186
First Bancorp
Maine
$16.4K +$16.7K +1,500 New
MWA
187
Medallion Wealth Advisors
Connecticut
$15.2K – – –
Bessemer Group
188
Bessemer Group
New Jersey
$12K +$12.5K +1,123 New
AssetMark Inc
189
AssetMark Inc
California
$11.5K -$2.92K -262 -20%
NSIM
190
North Star Investment Management
Illinois
$10.9K – – –
IFWM
191
Institute for Wealth Management
Colorado
$9.34K +$9.54K +855 New
AG
192
AmeriFlex Group
Nevada
$8.92K +$447 +40 +5%
GWP
193
Gen-Wealth Partners
Michigan
$7.2K – – –
SWM
194
Spire Wealth Management
Virginia
$6.76K -$1.15K -103 -14%
LF
195
LifeSteps Financial
California
$6.55K +$6.7K +600 New
Jones Financial Companies
196
Jones Financial Companies
Missouri
$6.23K -$15.8K -1,417 -71%
SIC
197
Salem Investment Counselors
North Carolina
$5.19K +$2.51K +225 +90%
RBC
198
Roble Belko & Company
Pennsylvania
$5K – – –
BG
199
Bollard Group
Massachusetts
$5K +$223 +20 +5%
MG
200
Mather Group
Illinois
$3.98K – – –