Guggenheim Strategic Opportunities Fund
123 hedge funds and large institutions have $236M invested in Guggenheim Strategic Opportunities Fund in 2022 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 54 increasing their positions, 30 reducing their positions, and 14 closing their positions.
80% more repeat investments, than reductions
Existing positions increased: 54 | Existing positions reduced: 30
1.65% more ownership
Funds ownership: 13.85% → 15.49% (+1.6%)
7% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 14
4% more capital invested
Capital invested by funds: $228M → $236M (+$8.01M)
1% more funds holding
Funds holding: 122 → 123 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$7.61M |
| 2 |
VCP
Verus Capital Partners
Scottsdale,
Arizona
|
+$3.31M |
| 3 |
Morgan Stanley
New York
|
+$3.2M |
| 4 |
LPL Financial
San Diego,
California
|
+$1.81M |
| 5 |
PCIA
Prime Capital Investment Advisors
Overland Park,
Kansas
|
+$1.63M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Rockefeller Capital Management
New York
|
-$2.08M |
| 2 |
Cohen & Steers
New York
|
-$1.19M |
| 3 |
PGWM
Parisi Gray Wealth Management
Mendham,
New Jersey
|
-$670K |
| 4 |
Invesco
Atlanta,
Georgia
|
-$571K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
-$562K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WP
126
WMS Partners
Towson,
Maryland
| – | -$177K | -11,007 | Closed |
|
127
Bank of New York Mellon
New York
| – | -$168K | -10,436 | Closed |
|
|
IFG
128
Independent Financial Group
San Diego,
California
| – | -$163K | -10,158 | Closed |
|
|
KIM
129
Karpus Investment Management
Pittsford,
New York
| – | -$161K | -10,005 | Closed |
|
|
SWM
130
SeaCrest Wealth Management
Purchase,
New York
| – | -$76K | -4,741 | Closed |
|
|
AIP
131
Ahrens Investment Partners
Lafayette,
Louisiana
| – | -$64K | -4,000 | Closed |
|
|
AW
132
ACG Wealth
Atlanta,
Georgia
| – | -$60K | -3,731 | Closed |
|
|
CCM
133
Chilton Capital Management
Houston,
Texas
| – | -$32K | -2,000 | Closed |
|
134
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| – | -$6K | -386 | Closed |
|
|
UB
135
UMB Bank
Kansas City,
Missouri
| – | -$3K | -156 | Closed |
|
136
Citigroup
New York
| – | -$832 | -50 | -98% |
|
137
Fidelity Investments
Boston,
Massachusetts
| – | +$33 | +2 | New |
|
GOF Hedge Fund Activity: Q3 2022 in Review
123 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2022, worth a combined $236M — up 3.5% from $228M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new GOF positions and 14 closed out — a net gain of 1 holder — while 54 added to existing stakes and 30 trimmed.
The largest buyer was UBS Group, adding an estimated $7.61M. The largest seller was Rockefeller Capital Management, cutting an estimated $2.08M.
- 123 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2022, up from 122 in Q2 2022.
- Funds reported $236M of Guggenheim Strategic Opportunities Fund stock for Q3 2022, up 3.5% quarter-over-quarter.
- 15 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2022 and 14 closed out, a net change of +1 holder.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2022 was UBS Group, an estimated $7.61M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2022 was Rockefeller Capital Management, an estimated $2.08M sold.
Based on aggregated 13F filings for Q3 2022.