Guggenheim Strategic Opportunities Fund
84 hedge funds and large institutions have $155M invested in Guggenheim Strategic Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 4 reducing their positions, and 4 closing their positions.
1,200% more repeat investments, than reductions
Existing positions increased: 52 | Existing positions reduced: 4
275% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 4
11% more funds holding
Funds holding: 76 → 84 (+8)
2.49% more ownership
Funds ownership: 13.89% → 16.38% (+2.5%)
4% more capital invested
Capital invested by funds: $149M → $155M (+$6.2M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$7.17M |
| 2 |
PCIA
Prime Capital Investment Advisors
Overland Park,
Kansas
|
+$2.89M |
| 3 |
Ameriprise
Minneapolis,
Minnesota
|
+$1.89M |
| 4 |
BCA
Bay Colony Advisors
Concord,
Massachusetts
|
+$1.53M |
| 5 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$1.34M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$424K |
| 2 |
WP
WealthShield Partners
Cary,
North Carolina
|
-$317K |
| 3 |
DY
Dowling & Yahnke
San Diego,
California
|
-$201K |
| 4 |
Truist Financial
Charlotte,
North Carolina
|
-$101K |
| 5 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
-$12.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Fidelity Investments
Boston,
Massachusetts
| $26K | +$28.4K | +1,333 | +133,300% |
|
|
MAM
77
Meeder Asset Management
Dublin,
Ohio
| $25K | – | – | – |
|
78
US Bancorp
Minneapolis,
Minnesota
| $21K | – | – | – |
|
|
WQ
79
Wealth Quarterback
Toms River,
New Jersey
| $17K | +$469 | +22 | +3% |
|
|
DOA
80
D'Orazio & Associates
Falls Church,
Virginia
| $13K | +$6.41K | +301 | +75% |
|
|
GRP
81
Global Retirement Partners
San Rafael,
California
| $8K | – | – | – |
|
|
SAM
82
Strategic Asset Management
Rochester,
Minnesota
| $6K | +$6.41K | +301 | New |
|
|
SIM
83
Sonora Investment Management
Tucson,
Arizona
| $5K | +$5.86K | +275 | New |
|
|
WP
84
WealthShield Partners
Cary,
North Carolina
| – | -$317K | -14,617 | Closed |
|
|
DY
85
Dowling & Yahnke
San Diego,
California
| – | -$201K | -9,267 | Closed |
|
86
Citigroup
New York
| – | -$7K | -300 | Closed |
|
|
PAM
87
Panagora Asset Management
Boston,
Massachusetts
| – | -$2K | -112 | Closed |
|
88
JP Morgan Chase
New York
| – | +$43 | +2 | New |
|
GOF Hedge Fund Activity: Q3 2021 in Review
84 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2021, worth a combined $155M — up 4.2% from $149M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new GOF positions and 4 closed out — a net gain of 11 holders — while 52 added to existing stakes and 4 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $7.17M. The largest seller was Baird Financial Group, cutting an estimated $424K.
- 84 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2021, up from 76 in Q2 2021.
- Funds reported $155M of Guggenheim Strategic Opportunities Fund stock for Q3 2021, up 4.2% quarter-over-quarter.
- 15 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2021 and 4 closed out, a net change of +11 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2021 was Morgan Stanley, an estimated $7.17M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q3 2021 was Baird Financial Group, an estimated $424K sold.
Based on aggregated 13F filings for Q3 2021.