Guggenheim Strategic Opportunities Fund
76 hedge funds and large institutions have $149M invested in Guggenheim Strategic Opportunities Fund in 2021 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 15 reducing their positions, and 12 closing their positions.
133% more repeat investments, than reductions
Existing positions increased: 35 | Existing positions reduced: 15
25% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 12
3% more funds holding
Funds holding: 74 → 76 (+2)
5% more capital invested
Capital invested by funds: $142M → $149M (+$7.06M)
0.26% less ownership
Funds ownership: 14.15% → 13.89% (-0.26%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$5.13M |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
+$2.52M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$2.36M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$1.31M |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
+$525K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$11.9M |
| 2 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
-$1.39M |
| 3 |
Jane Street
New York
|
-$725K |
| 4 |
SPIA
Steward Partners Investment Advisory
New York
|
-$693K |
| 5 |
ECM
ExodusPoint Capital Management
New York
|
-$317K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GC
76
Guggenheim Capital
Chicago,
Illinois
| – | -$11.9M | -569,170 | Closed |
|
|
SFS
77
Sowell Financial Services
North Little Rock,
Arkansas
| – | -$1.39M | -67,565 | Closed |
|
|
78
Jane Street
New York
| – | -$725K | -34,560 | Closed |
|
|
ECM
79
ExodusPoint Capital Management
New York
| – | -$317K | -15,086 | Closed |
|
80
Millennium Management
New York
| – | -$224K | -10,688 | Closed |
|
81
Goldman Sachs
New York
| – | -$223K | -10,646 | Closed |
|
|
CFN
82
Cordasco Financial Network
Naples,
Florida
| – | -$73K | -3,487 | Closed |
|
|
FF
83
FourThought Financial
Venice,
Florida
| – | -$14K | -700 | Closed |
|
|
TRCT
84
Tower Research Capital (TRC)
New York
| – | -$15K | -700 | Closed |
|
|
RWM
85
RBA Wealth Management
Newport Beach,
California
| – | -$4.61K | -219 | Closed |
|
|
AIC
86
Ameritas Investment Company
Lincoln,
Nebraska
| – | -$4.2K | -200 | Closed |
|
87
Bank of Montreal
Toronto,
Ontario, Canada
| – | -$2K | -100 | Closed |
|
GOF Hedge Fund Activity: Q2 2021 in Review
76 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q2 2021, worth a combined $149M — up 5% from $142M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new GOF positions and 12 closed out — a net gain of 3 holders — while 35 added to existing stakes and 15 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $5.13M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $11.9M sold.
- 76 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q2 2021, up from 74 in Q1 2021.
- Funds reported $149M of Guggenheim Strategic Opportunities Fund stock for Q2 2021, up 5% quarter-over-quarter.
- 15 funds opened new Guggenheim Strategic Opportunities Fund positions in Q2 2021 and 12 closed out, a net change of +3 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q2 2021 was Morgan Stanley, an estimated $5.13M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q2 2021 was Guggenheim Capital, an estimated $11.9M sold.
Based on aggregated 13F filings for Q2 2021.