Guggenheim Strategic Opportunities Fund
74 hedge funds and large institutions have $142M invested in Guggenheim Strategic Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 31 increasing their positions, 16 reducing their positions, and 8 closing their positions.
94% more repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 16
75% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 8
10% more capital invested
Capital invested by funds: $129M → $142M (+$13.3M)
6% more funds holding
Funds holding: 70 → 74 (+4)
0.85% less ownership
Funds ownership: 15% → 14.15% (-0.85%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$1.88M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.84M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$863K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
+$835K |
| 5 |
Jane Street
New York
|
+$711K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$5.5M |
| 2 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$1.02M |
| 3 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$743K |
| 4 |
MAFM
Mid Atlantic Financial Management
Pittsburgh,
Pennsylvania
|
-$673K |
| 5 |
Citigroup
New York
|
-$300K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
KAS
76
Kestra Advisory Services
Austin,
Texas
| – | -$204K | -10,574 | Closed |
|
|
CCG
77
Capital CS Group
Irvine,
California
| – | -$202K | -10,405 | Closed |
|
|
ASN
78
Advisory Services Network
Atlanta,
Georgia
| – | -$88K | -4,525 | Closed |
|
|
D
79
Diversified
Wilmington,
Delaware
| – | -$47K | -2,643 | Closed |
|
|
AWG
80
Altus Wealth Group
Colorado Springs,
Colorado
| – | -$12K | -600 | Closed |
|
|
CTB
81
Country Trust Bank
Bloomington,
Illinois
| – | -$1K | -33 | Closed |
|
82
Fidelity Investments
Boston,
Massachusetts
| – | +$21 | +1 | New |
|
GOF Hedge Fund Activity: Q1 2021 in Review
74 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q1 2021, worth a combined $142M — up 10% from $129M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new GOF positions and 8 closed out — a net gain of 6 holders — while 31 added to existing stakes and 16 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $1.88M. The largest seller was Invesco, exiting entirely with an estimated $5.5M sold.
- 74 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q1 2021, up from 70 in Q4 2020.
- Funds reported $142M of Guggenheim Strategic Opportunities Fund stock for Q1 2021, up 10% quarter-over-quarter.
- 14 funds opened new Guggenheim Strategic Opportunities Fund positions in Q1 2021 and 8 closed out, a net change of +6 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q1 2021 was Morgan Stanley, an estimated $1.88M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q1 2021 was Invesco, an estimated $5.5M sold.
Based on aggregated 13F filings for Q1 2021.