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Guggenheim Strategic Opportunities Fund
GOF

84 hedge funds and large institutions have $155M invested in Guggenheim Strategic Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 4

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

11% more funds holding

Funds holding: 76 → 84 (+8)

2.49% more ownership

Funds ownership: 13.89% → 16.38% (+2.5%)

4% more capital invested

Capital invested by funds: $149M → $155M (+$6.2M)

Holders
84
Holders Change
+8
Holders Change %
+10.53%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
52
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$7.17M
2
PCIA
Prime Capital Investment Advisors
Kansas
+$2.89M
3
Ameriprise
Ameriprise
Minnesota
+$1.89M
4
BCA
Bay Colony Advisors
Massachusetts
+$1.53M
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.34M

Top Sellers

Rank Fund Capital Flow
1
Baird Financial Group
Baird Financial Group
Wisconsin
-$424K
2
WP
WealthShield Partners
North Carolina
-$317K
3
DY
Dowling & Yahnke
California
-$201K
4
Truist Financial
Truist Financial
North Carolina
-$101K
5
BFEC
Benjamin F. Edwards & Company
Missouri
-$12.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
WS
51
Wedbush Securities
California
$258K +$286K +13,450 New
AWM
52
AE Wealth Management
Kansas
$256K +$40.4K +1,899 +17%
CPW
53
Catalyst Private Wealth
California
$253K +$2.51K +118 +0.9%
CF
54
Centaurus Financial
California
$244K – – –
CWA
55
Capital Wealth Alliance
Arizona
$231K +$33.2K +1,561 +16%
IAIM
56
International Assets Investment Management
Florida
$227K – – –
BRWA
57
B. Riley Wealth Advisors
Florida
$217K +$241K +11,299 New
RC
58
Rovin Capital
Arizona
$217K +$242K +11,349 New
BFS
59
Bard Financial Services
Connecticut
$216K – – –
WP
60
WMS Partners
Maryland
$211K +$234K +11,007 New
BAM
61
Belpointe Asset Management
Nevada
$210K +$21.3K +1,000 +10%
CA
62
Cetera Advisors
Colorado
$209K +$12.9K +608 +6%
KAS
63
Kestra Advisory Services
Texas
$209K +$34.9K +1,639 +18%
GWM
64
Geneos Wealth Management
Colorado
$208K +$10.8K +508 +5%
SPIA
65
Steward Partners Investment Advisory
New York
$148K +$14.3K +673 +10%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$147K +$18.1K +848 +12%
TFGT
67
TS Financial Group (TSFG)
Illinois
$109K – – –
AAM
68
Advisors Asset Management
Colorado
$90K +$256 +12 +0.3%
NFG
69
Next Financial Group
Texas
$85K +$1.06K +50 +1%
GI
70
Gradient Investments
Minnesota
$65K – – –
Rockefeller Capital Management
71
Rockefeller Capital Management
New York
$64K -$2.13K -100 -3%
BFEC
72
Benjamin F. Edwards & Company
Missouri
$59K -$12.8K -600 -16%
Koshinski Asset Management
73
Koshinski Asset Management
Illinois
$46.9K +$52.2K +2,451 New
Fifth Third Bancorp
74
Fifth Third Bancorp
Ohio
$44K +$49.2K +2,310 New
CFGS
75
Concourse Financial Group Securities
Alabama
$26K – – –
1 2
3
4

GOF Hedge Fund Activity: Q3 2021 in Review

84 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q3 2021, worth a combined $155M — up 4.2% from $149M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new GOF positions and 4 closed out — a net gain of 11 holders — while 52 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.17M. The largest seller was Baird Financial Group, cutting an estimated $424K.

  • 84 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q3 2021, up from 76 in Q2 2021.
  • Funds reported $155M of Guggenheim Strategic Opportunities Fund stock for Q3 2021, up 4.2% quarter-over-quarter.
  • 15 funds opened new Guggenheim Strategic Opportunities Fund positions in Q3 2021 and 4 closed out, a net change of +11 holders.
  • The largest Guggenheim Strategic Opportunities Fund buyer in Q3 2021 was Morgan Stanley, an estimated $7.17M added.
  • The largest Guggenheim Strategic Opportunities Fund seller in Q3 2021 was Baird Financial Group, an estimated $424K sold.

Based on aggregated 13F filings for Q3 2021.