Guggenheim Strategic Opportunities Fund
57 hedge funds and large institutions have $84.3M invested in Guggenheim Strategic Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 6 closing their positions.
60% more repeat investments, than reductions
Existing positions increased: 24 | Existing positions reduced: 15
50% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 6
4% more funds holding
Funds holding: 55 → 57 (+2)
0.27% less ownership
Funds ownership: 12.5% → 12.23% (-0.27%)
4% less capital invested
Capital invested by funds: $88M → $84.3M (-$3.76M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$2.27M |
| 2 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
+$1.01M |
| 3 |
Truist Financial
Charlotte,
North Carolina
|
+$755K |
| 4 |
CCP
Clough Capital Partners
Boston,
Massachusetts
|
+$647K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$579K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AG
Advisor Group
Phoenix,
Arizona
|
-$1.6M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.16M |
| 3 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$993K |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$404K |
| 5 |
Baird Financial Group
Milwaukee,
Wisconsin
|
-$372K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PAM
51
Panagora Asset Management
Boston,
Massachusetts
| $12K | -$18K | -939 | -58% |
|
52
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $11K | – | – | – |
|
|
FHA
53
First Horizon Advisors
Memphis,
Tennessee
| $9K | – | – | – |
|
|
PFGIA
54
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
| $9K | – | – | – |
|
|
RFM
55
Royal Fund Management
Lady Lake,
Florida
| $8K | – | – | – |
|
|
GRP
56
Global Retirement Partners
San Rafael,
California
| $7K | – | – | – |
|
|
PAG
57
Private Advisor Group
Morristown,
New Jersey
| – | -$993K | -51,130 | Closed |
|
|
58
Baird Financial Group
Milwaukee,
Wisconsin
| – | -$372K | -19,250 | Closed |
|
59
Stifel Financial
St. Louis,
Missouri
| – | -$351K | -18,059 | Closed |
|
|
CAN
60
Claraphi Advisory Network
Aliso Viejo,
United States
| – | -$216K | -11,147 | Closed |
|
61
Bessemer Group
Woodbridge,
New Jersey
| – | -$66K | -3,405 | Closed |
|
|
GSWM
62
Golden State Wealth Management
Santa Ana,
California
| – | -$6K | -300 | Closed |
|
63
Fidelity Investments
Boston,
Massachusetts
| – | +$96 | +5 | New |
|
GOF Hedge Fund Activity: Q4 2019 in Review
57 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Guggenheim Strategic Opportunities Fund (GOF) for Q4 2019, worth a combined $84.3M — down 4.3% from $88M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new GOF positions and 6 closed out — a net gain of 3 holders — while 24 added to existing stakes and 15 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $2.27M. The largest seller was Advisor Group, cutting an estimated $1.6M.
- 57 institutional investors held Guggenheim Strategic Opportunities Fund (GOF) as of Q4 2019, up from 55 in Q3 2019.
- Funds reported $84.3M of Guggenheim Strategic Opportunities Fund stock for Q4 2019, down 4.3% quarter-over-quarter.
- 9 funds opened new Guggenheim Strategic Opportunities Fund positions in Q4 2019 and 6 closed out, a net change of +3 holders.
- The largest Guggenheim Strategic Opportunities Fund buyer in Q4 2019 was Morgan Stanley, an estimated $2.27M added.
- The largest Guggenheim Strategic Opportunities Fund seller in Q4 2019 was Advisor Group, an estimated $1.6M sold.
Based on aggregated 13F filings for Q4 2019.